Q3 2014 Holdings
Filed 2014-10-24 | 140 holdings | $1.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verint SYS Inc(VTY) | COM | 92343X100 | $3 | 53 | 0.0% |
| Spdr Series Trust(CWB) | BRC CNV SECS ETF | 78464A359 | $28 | 566 | 0.0% |
| Alcoa Inc | COM | 013817101 | $50 | 3,109 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $91 | $92,000 | 0.0% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $108 | $88,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $155 | $160,000 | 0.0% |
| Tibco Software Inc | NOTE 2.250% 5/0 | 88632QAB9 | $169 | $168,000 | 0.0% |
| Nuveen NY Divid Advntg MUN F(NAN) | COM | 67066X107 | $172 | 12,886 | 0.0% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $180 | $150,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $181 | $176,000 | 0.0% |
| Nuveen NY AMT Free MUN Incom(NRK) | COM | 670656107 | $218 | 17,036 | 0.0% |
| BlackRock Munienhanced FD in | COM | 09253Y100 | $280 | 25,000 | 0.0% |
| BlackRock Muniyield Calif FD | COM | 09254M105 | $284 | 18,773 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $300 | $242,000 | 0.0% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $308 | 22,040 | 0.0% |
| JDS Uniphase Corp | DBCV 0.625% 8/1 | 46612JAF8 | $348 | $346,000 | 0.0% |
| Alpha Natural Resources Inc | NOTE 2.375% 4/1 | 02076XAA0 | $357 | $371,000 | 0.0% |
| Dynegy Inc New del | COM | 26817R108 | $379 | 13,120 | 0.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $407 | $409,000 | 0.0% |
| Nuveen Premier MUN Income FD | COM | 670988104 | $666 | 49,496 | 0.0% |
| BlackRock Munic BD Invst TR | COM | 09249K107 | $718 | 50,000 | 0.0% |
| BlackRock Muniyld Invst Qlty | COM | 09254T100 | $815 | 61,140 | 0.0% |
| Nextera Energy Inc | UNIT 09/01/2015 | 65339F887 | $928 | 15,491 | 0.0% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $1.0K | $936,000 | 0.1% |
| Nuveen CA Dividend ADV MUN F(NAC) | COM | 67066Y105 | $1.1K | 74,048 | 0.1% |
| Dominion RES Inc VA New | UNIT 99/99/9999 | 25746U869 | $1.2K | 23,200 | 0.1% |
| BlackRock Muniyield Qlty FD(MYI) | COM | 09254E103 | $1.2K | 89,461 | 0.1% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $1.5K | 105,041 | 0.1% |
| BlackRock Muniy Quality FD I(MQT) | COM | 09254G108 | $1.5K | 121,024 | 0.1% |
| Nuveen Mich Quality Income M | COM | 670979103 | $1.6K | 119,553 | 0.1% |
| BlackRock FLA MUN 2020 Term(BFO) | COM SHS | 09250M109 | $1.7K | 116,357 | 0.1% |
| Goldcorp Inc New | COM | 380956409 | $1.8K | 77,990 | 0.1% |
| Nuveen Prem Income MUN FD 4 | COM | 6706K4105 | $1.8K | 144,999 | 0.1% |
| BlackRock Muniholdings FD in(MHD) | COM | 09253N104 | $1.9K | 120,795 | 0.1% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $2.0K | 142,505 | 0.1% |
| Weyerhaeuser Co | PREF CONV SER A | 962166872 | $2.4K | 43,700 | 0.1% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $2.4K | $2,326,000 | 0.1% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $2.4K | $2,730,000 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $2.5K | $4,452,000 | 0.1% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $2.5K | $2,555,000 | 0.1% |
| Stone Energy Corp | NOTE 1.750% 3/0 | 861642AN6 | $2.6K | $2,446,000 | 0.1% |
| Nuveen Prem Income MUN FD 2 | COM | 67063W102 | $2.7K | 196,004 | 0.1% |
| BlackRock Muniholdngs Qlty I(XMUSX) | COM | 09254A101 | $2.8K | 219,502 | 0.1% |
| Nuveen MUN Opportunity FD in | COM | 670984103 | $3.3K | 234,647 | 0.2% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $3.6K | 264,468 | 0.2% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $3.8K | $4,437,000 | 0.2% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $4.0K | $1,765,000 | 0.2% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $4.1K | 814,508 | 0.2% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $4.1K | 290,740 | 0.2% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $4.2K | 291,392 | 0.2% |