Q3 2014 Holdings
Filed 2014-10-24 | 140 holdings | $1.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TTM Technologies Inc | NOTE 3.250% 5/1 | 87305RAC3 | $4.5K | $4,434,000 | 0.2% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $4.5K | 312,561 | 0.2% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $4.7K | $4,327,000 | 0.2% |
| BlackRock Muniyield Cali QLT | COM | 09254N103 | $4.8K | 328,366 | 0.2% |
| Spdr Series Trust(HYMB) | NUV HGHYLD MUN | 78464A284 | $5.0K | 88,000 | 0.3% |
| Invesco Advantage Municipal(VKI) | SH BEN INT | 46132E103 | $5.2K | 456,083 | 0.3% |
| American Tower Corp New | PFD CONV SER A | 03027X308 | $5.2K | 48,200 | 0.3% |
| Cameron International Corp | COM | 13342B105 | $5.3K | 80,000 | 0.3% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $5.3K | $5,182,000 | 0.3% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $5.6K | 97,900 | 0.3% |
| BlackRock Munihlds Invstm QL | COM | 09254P108 | $5.9K | 426,305 | 0.3% |
| Nuveen PA Invt Quality MUN F(NQP) | COM | 670972108 | $5.9K | 436,516 | 0.3% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $6.0K | $5,883,000 | 0.3% |
| Triumph Group Inc New(TG7) | COM | 896818101 | $7.0K | 106,863 | 0.4% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $7.0K | $5,189,000 | 0.4% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $7.3K | $6,804,000 | 0.4% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $7.4K | $6,978,000 | 0.4% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $7.5K | $7,067,000 | 0.4% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $8.9K | $7,273,000 | 0.5% |
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $9.0K | $2,487,000 | 0.5% |
| Cubist Pharmaceuticals Inc | NOTE 1.125% 9/0 | 229678AF4 | $9.2K | $8,549,000 | 0.5% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $9.6K | $7,533,000 | 0.5% |
| Alcoa Inc | DEP SHS 1/10TH | 013817309 | $10.0K | 200,000 | 0.5% |
| Radian Group Inc | NOTE 2.250% 3/0 | 750236AN1 | $10.6K | $7,371,000 | 0.5% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $11.1K | $8,320,000 | 0.6% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $11.2K | $10,677,000 | 0.6% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $11.5K | $4,112,000 | 0.6% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $11.5K | $7,866,000 | 0.6% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $11.8K | $11,377,000 | 0.6% |
| Halliburton Co(HAL) | COM | 406216101 | $12.3K | 190,818 | 0.6% |
| Cubist Pharmaceuticals Inc | NOTE 1.875% 9/0 | 229678AH0 | $12.6K | $11,307,000 | 0.7% |
| Baker Hughes Inc | COM | 057224107 | $13.0K | 200,500 | 0.7% |
| Wright MED Group Inc | NOTE 2.000% 8/1 | 98235TAC1 | $14.4K | $10,736,000 | 0.7% |
| Tyson Foods Inc | UNIT 99/99/9999 | 902494301 | $15.3K | 303,800 | 0.8% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $15.5K | 12,852 | 0.8% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $15.6K | $15,863,000 | 0.8% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $15.6K | $12,238,000 | 0.8% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $15.6K | 13,641 | 0.8% |
| United Technologies Corp | UNIT 99/99/9999 | 913017117 | $16.2K | 275,580 | 0.8% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $16.7K | $15,470,000 | 0.9% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $16.8K | $16,188,000 | 0.9% |
| Citigroup Inc(C) | COM NEW | 172967424 | $18.0K | 346,751 | 0.9% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $18.8K | $10,970,000 | 1.0% |
| United States STL Corp New | NOTE 2.750% 4/0 | 912909AH1 | $18.9K | $11,469,000 | 1.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $18.9K | $17,944,000 | 1.0% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502804 | $19.1K | 170,500 | 1.0% |
| Arcelormittal SA Luxembourg | MAND CV NT 16 | L0302D178 | $19.2K | 907,200 | 1.0% |
| Priceline GRP Inc | DEBT 1.000% 3/1 | 741503AQ9 | $19.4K | $14,408,000 | 1.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $21.0K | $21,908,000 | 1.1% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $21.4K | $5,466,000 | 1.1% |