Q3 2014 Holdings
Filed 2014-10-24 | 753 holdings | $6.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gabelli Equity TR Inc | RIGHT 10/20/2014 | 362397184 | $2 | 22,288 | 0.0% |
| Dejour Energy Inc | COM | 24486R103 | $2 | 10,000 | 0.0% |
| Golden Star RES LTD CDA | COM | 38119T104 | $6 | 15,000 | 0.0% |
| U S Geothermal Inc | COM | 90338S102 | $11 | 18,900 | 0.0% |
| Tripadvisor Inc(TRIP)Call | COM | 896945201 | $12 | 27,000 | 0.0% |
| Minco Gold Corporation | COM | 60254D108 | $14 | 37,690 | 0.0% |
| Dragonwave Inc | COM | 26144M103 | $14 | 12,000 | 0.0% |
| Echo Therapeutics Inc | COM NEW | 27876L206 | $16 | 21,872 | 0.0% |
| Exelixis Inc(EXEL) | COM | 30161Q104 | $20 | 13,190 | 0.0% |
| Neonode Inc | COM NEW | 64051M402 | $28 | 13,000 | 0.0% |
| Asanko Gold Inc(AKG1EUR) | COM | 04341Y105 | $29 | 15,215 | 0.0% |
| Elephant Talk Comm Corp | COM NEW | 286202205 | $30 | 31,099 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $31 | 22,899 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $36 | 12,200 | 0.0% |
| Synergetics USA Inc | COM | 87160G107 | $39 | 11,475 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $47 | 10,021 | 0.0% |
| Primero MNG Corp | COM | 74164W106 | $52 | 11,770 | 0.0% |
| First Bancorp P R(FBP) | COM NEW | 318672706 | $60 | 12,249 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $65 | 10,000 | 0.0% |
| Energy Recovery Inc(ERII) | COM | 29270J100 | $70 | 18,027 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $71 | 10,075 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $75 | 30,606 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $77 | 13,225 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $82 | 14,846 | 0.0% |
| Midway Gold Corp | COM | 598153104 | $90 | 82,200 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $91 | 51,492 | 0.0% |
| Trevena Inc | COM | 89532E109 | $93 | 15,475 | 0.0% |
| Ticc Capital Corp | COM | 87244T109 | $93 | 10,441 | 0.0% |
| Blackberry LTD(BB) | COM | 09228F103 | $98 | 10,315 | 0.0% |
| GLU Mobile Inc(GLUU) | COM | 379890106 | $101 | 19,239 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $103 | 12,400 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $104 | 16,293 | 0.0% |
| Smith & Wesson Hldg Corp | COM | 831756101 | $108 | 11,277 | 0.0% |
| Mueller WTR Prods Inc(MWA) | COM SER A | 624758108 | $109 | 12,953 | 0.0% |
| Windstream Hldgs Inc | COM | 97382A101 | $113 | 10,293 | 0.0% |
| Powershares ETF Trust | GBL LSTD PVT EQT | 73935X195 | $116 | 10,655 | 0.0% |
| Paramount Gold & Silver Corp | COM | 69924P102 | $117 | 145,000 | 0.0% |
| Cushing MLP Total Return FD | COM SHS | 231631102 | $117 | 14,100 | 0.0% |
| Investors Real Estate TR | SH BEN INT | 461730103 | $118 | 15,243 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $119 | 14,211 | 0.0% |
| Global X FDS | SILVER MNR ETF | 37950E853 | $121 | 12,149 | 0.0% |
| Bancorp New Jersey Inc New | COM | 059915108 | $123 | 11,000 | 0.0% |
| GT Advanced Technologies Inc | COM | 36191U106 | $129 | 11,719 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $129 | 16,962 | 0.0% |
| Nuveen GBL Income Opportun F | COM | 67073C104 | $130 | 10,700 | 0.0% |
| Cohen & Steers Quality Rlty(RQI) | COM | 19247L106 | $131 | 12,266 | 0.0% |
| Western Asset Clym Infl OPP(WIW) | COM | 95766R104 | $132 | 11,371 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $132 | 20,559 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $135 | 14,269 | 0.0% |
| Pimco Calif MUN Income FD II(PZC) | COM | 72201C109 | $137 | 13,325 | 0.0% |