Q3 2014 Holdings
Filed 2014-11-10 | 247 holdings | $8.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Biogen Idec Inc(BIIB) | COM | 09062X103 | $4.5M | 13,739 | 52.2% |
| AMC Networks Inc(AMCX) | CL A | 00164V103 | $1.2M | 21,000 | 14.1% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $819.0K | 11,356 | 9.4% |
| Boston Beer Inc(SAM) | CL A | 100557107 | $643.0K | 2,900 | 7.4% |
| Cummins Inc(CMI) | COM | 231021106 | $594.0K | 4,500 | 6.8% |
| Accuray Inc(ARAY) | COM | 004397105 | $404.0K | 55,700 | 4.6% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $55.2K | 967,403 | 0.6% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $54.2K | 275,110 | 0.6% |
| Intel Corp(INTC) | COM | 458140100 | $18.3K | 525,000 | 0.2% |
| Blackstone GSO Strategic CR(BGB) | COM SHS BEN IN | 09257R101 | $13.5K | 802,744 | 0.2% |
| Lockheed Martin Corp(LMT) | COM | 539830109 | $13.0K | 71,000 | 0.1% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $10.6K | 854,527 | 0.1% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $8.6K | 965,270 | 0.1% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $8.1K | 366,713 | 0.1% |
| Brookfield MTG OPP Inc FD in | COM | 112792106 | $8.0K | 468,394 | 0.1% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $7.8K | 458,114 | 0.1% |
| Alliancebernstein Income FUN | COM | 01881E101 | $7.1K | 950,000 | 0.1% |
| Blackstone GSO LNG Shrt CR I(BGX) | COM SHS BN INT | 09257D102 | $7.1K | 423,336 | 0.1% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $6.6K | 1,384,617 | 0.1% |
| Diversified Real Asset Inc F | COM SHS | 25533B108 | $6.5K | 365,460 | 0.1% |
| Nuveen Prem Income MUN FD 2 | COM | 67063W102 | $5.8K | 421,609 | 0.1% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $5.7K | 646,114 | 0.1% |
| Western Asset Clym Infl OPP(WIW) | COM | 95766R104 | $5.7K | 488,863 | 0.1% |
| Cornerstone Progressive RTN | COM | 21925C101 | $4.9K | 1,187,700 | 0.1% |
| Nuveen Diver Currency Oppor | COM | 67090N109 | $4.9K | 455,671 | 0.1% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $4.7K | 90,000 | 0.1% |
| THL CR SR LN FD | COM | 87244R103 | $4.6K | 262,397 | 0.1% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $4.4K | 280,000 | 0.1% |
| Nuveen Divid ADV MUN FD 3(NZF) | COM SH BEN INT | 67070X101 | $4.2K | 306,548 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $4.2K | 242,824 | 0.0% |
| Nuveen SHT DUR CR OPP FD | COM | 67074X107 | $4.2K | 243,899 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $4.1K | 170,700 | 0.0% |
| New Residential Invt Corp | COM | 64828T102 | $4.1K | 700,000 | 0.0% |
| LMP Real Estate Income FD in | COM | 50208C108 | $4.1K | 363,000 | 0.0% |
| Jazz Pharmaceuticals PLC(JAZZ) | SHS USD | G50871105 | $4.0K | 25,100 | 0.0% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $4.0K | 226,472 | 0.0% |
| Nuveen MUN Opportunity FD in | COM | 670984103 | $3.9K | 270,190 | 0.0% |
| American Capital Agency Corp | COM | 02503X105 | $3.8K | 180,000 | 0.0% |
| Mallinckrodt PUB LTD Co | SHS | G5785G107 | $3.8K | 41,777 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $3.5K | 631,743 | 0.0% |
| Western Asset Clym Infl SEC(XWIAX) | COM SH BEN INT | 95766Q106 | $3.3K | 289,238 | 0.0% |
| Alexion Pharmaceuticals Inc(ALXN) | COM | 015351109 | $3.3K | 20,000 | 0.0% |
| American Cap MTG Invt Corp | COM | 02504A104 | $3.3K | 175,000 | 0.0% |
| Deutsche High Income Opport | COM | 25158Y102 | $3.2K | 217,457 | 0.0% |
| Nuveen Flexible Invt Income | COM | 67075B104 | $2.9K | 166,085 | 0.0% |
| Perrigo Co PLC(PRGO) | SHS | G97822103 | $2.9K | 19,000 | 0.0% |
| Pimco Dynamic CR Income FD | COM SHS | 72202D106 | $2.7K | 120,000 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $2.7K | 411,328 | 0.0% |
| Virtus Global Multi-Sec Inc(VGI) | COM | 92829B101 | $2.6K | 155,000 | 0.0% |
| Incyte Corp(INCY) | COM | 45337C102 | $2.6K | 52,000 | 0.0% |