Q3 2014 Holdings
Filed 2014-11-10 | 247 holdings | $8.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Actavis PLC | SHS | G0083B108 | $1.1K | 4,700 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $1.1K | 99,806 | 0.0% |
| BlackRock Municipl Inc Qlty | COM | 092479104 | $1.2K | 85,000 | 0.0% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $1.2K | 88,258 | 0.0% |
| Oracle Corp(ORCL) | COM | 68389X105 | $1.2K | 32,000 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $1.2K | 66,700 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $1.3K | 94,200 | 0.0% |
| Danaher Corp del(DHR) | COM | 235851102 | $1.3K | 17,000 | 0.0% |
| Penney J C Inc | COM | 708160106 | $1.3K | 132,000 | 0.0% |
| Central FD CDA LTD | CL A | 153501101 | $1.3K | 108,352 | 0.0% |
| Regeneron Pharmaceuticals(REGN) | COM | 75886F107 | $1.5K | 4,048 | 0.0% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $1.5K | 15,000 | 0.0% |
| Viacom Inc New | CL A | 92553P102 | $1.5K | 19,400 | 0.0% |
| Two Hbrs Invt Corp | COM | 90187B101 | $1.5K | 155,000 | 0.0% |
| LMP Corporate LN FD Inc | COM | 50208B100 | $1.5K | 131,594 | 0.0% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $1.5K | 14,400 | 0.0% |
| Nuveen MTG Opportunity Term(JLS) | COM | 670735109 | $1.5K | 64,986 | 0.0% |
| Barclays BK PLCPut | IPATH S&P500 VIX | 06742E711 | $1.6K | 350,000 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $1.6K | 128,143 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $1.6K | 55,000 | 0.0% |
| Mylan Inc | COM | 628530107 | $1.6K | 36,000 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $1.6K | 155,500 | 0.0% |
| Nuveen Quality PFD Inc FD 3 | COM | 67072W101 | $1.7K | 209,000 | 0.0% |
| Catamaran Corp | COM | 148887102 | $1.8K | 41,847 | 0.0% |
| Select Sector Spdr TR(XLE) | SBI INT-ENERGY | 81369Y506 | $1.8K | 20,111 | 0.0% |
| Nuveen GBL Income Opportun F | COM | 67073C104 | $1.8K | 147,543 | 0.0% |
| Ariad Pharmaceuticals Inc | COM | 04033A100 | $1.8K | 340,300 | 0.0% |
| Aegerion Pharmaceuticals Inc | COM | 00767E102 | $1.8K | 55,400 | 0.0% |
| First TR Inter DUR PFD & in(FPF) | COM | 33718W103 | $1.9K | 85,523 | 0.0% |
| Remy Intl Inc | COM | 759663107 | $1.9K | 91,012 | 0.0% |
| BlackRock Muniholdings FD in(MHD) | COM | 09253N104 | $1.9K | 120,444 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $2.0K | 43,000 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $2.0K | 113,557 | 0.0% |
| Alkermes PLC(ALKS) | SHS | G01767105 | $2.0K | 47,400 | 0.0% |
| Endo Intl PLC | SHS | G30401106 | $2.1K | 30,000 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $2.1K | 307,460 | 0.0% |
| General Electric Co | COM | 369604103 | $2.1K | 81,000 | 0.0% |
| Medivation Inc | COM | 58501N101 | $2.1K | 21,500 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $2.2K | 235,000 | 0.0% |
| RMR Real Estate Income Fund | COM | 76970B101 | $2.2K | 117,639 | 0.0% |
| Nuveen MUN MKT Opportunity F | COM | 67062W103 | $2.2K | 167,494 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $2.3K | 155,585 | 0.0% |
| Nuveen Premier MUN Income FD | COM | 670988104 | $2.4K | 177,941 | 0.0% |
| Cohen & Steers Total Return(RFI) | COM | 19247R103 | $2.4K | 204,073 | 0.0% |
| Ares Multi Strategy CR FD in | COM | 04014Q108 | $2.4K | 117,525 | 0.0% |
| NPS Pharmaceuticals Inc | COM | 62936P103 | $2.5K | 95,000 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $2.5K | 149,058 | 0.0% |
| Incyte Corp(INCY) | COM | 45337C102 | $2.6K | 52,000 | 0.0% |
| Virtus Global Multi-Sec Inc(VGI) | COM | 92829B101 | $2.6K | 155,000 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $2.7K | 411,328 | 0.0% |