Q3 2014 Holdings
Filed 2014-11-10 | 306 holdings | $5.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $10 | $10,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $10 | $10,000 | 0.0% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $11 | $11,000 | 0.0% |
| Stone Energy Corp | NOTE 1.750% 3/0 | 861642AN6 | $11 | $11,000 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $12 | $11,000 | 0.0% |
| Priceline GRP Inc | DEBT 1.000% 3/1 | 741503AQ9 | $12 | $10,000 | 0.0% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $16 | $18,000 | 0.0% |
| TTM Technologies Inc | NOTE 3.250% 5/1 | 87305RAC3 | $18 | $18,000 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $18 | $17,000 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $19 | $18,000 | 0.0% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $19 | $18,000 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $19 | $19,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $19 | $19,000 | 0.0% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $19 | $17,000 | 0.0% |
| United States STL Corp New | NOTE 2.750% 4/0 | 912909AH1 | $20 | $11,000 | 0.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $21 | $10,000 | 0.0% |
| Continental Airls Inc | NOTE 4.500% 1/1 | 210795PU8 | $22 | $10,000 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $23 | $17,000 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $23 | $17,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $23 | $17,000 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $24 | $23,000 | 0.0% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $25 | $13,000 | 0.0% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $25 | $11,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $25 | $24,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $25 | $25,000 | 0.0% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $26 | $16,000 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $26 | $19,000 | 0.0% |
| Macquarie Infrastr Co LLC | NOTE 2.875% 7/1 | 55608BAA3 | $27 | $26,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $27 | $26,000 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $27 | $27,000 | 0.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $27 | $19,000 | 0.0% |
| Exelixis Inc(EXEL) | COM | 30161Q104 | $31 | 20,000 | 0.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $33 | $14,000 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 3.250% 3/1 | 42330PAG2 | $33 | $27,000 | 0.0% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $36 | $17,000 | 0.0% |
| Jarden Corp | NOTE 1.875% 9/1 | 471109AH1 | $37 | $27,000 | 0.0% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $41 | $39,000 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $43 | 36,850 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $50 | $29,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $51 | 28,137 | 0.0% |
| CEL SCI Corp | COM PAR $0.01 | 150837508 | $54 | 60,000 | 0.0% |
| Nymox Pharmaceutical Corp | COM | 67076P102 | $70 | 16,000 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $84 | 20,000 | 0.0% |
| Two Hbrs Invt Corp | COM | 90187B101 | $115 | 11,865 | 0.0% |
| Eaton Vance TX MGD DIV EQ in(XETYX) | COM | 27828N102 | $117 | 10,245 | 0.0% |
| Hamilton Bancorp Inc MD | COM | 407015106 | $133 | 10,000 | 0.0% |
| Chesapeake Granite Wash TR | COM SH BEN INT | 165185109 | $137 | 12,920 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $139 | 14,782 | 0.0% |
| Apco Oil & Gas International | SHS | G0471F109 | $142 | 11,000 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $144 | 14,340 | 0.0% |