Q3 2014 Holdings
Filed 2014-11-12 | 539 holdings | $13.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| North Amern Palladium LTD | COM | 656912102 | $2 | 10,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $7 | 16,000 | 0.0% |
| Anadigics Inc | COM | 032515108 | $8 | 12,500 | 0.0% |
| Camac Energy Inc | COM | 131745101 | $10 | 14,607 | 0.0% |
| Dragonwave Inc | COM | 26144M103 | $15 | 12,700 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM | 761640101 | $19 | 25,000 | 0.0% |
| O2micro International LTD | SPONS ADR | 67107W100 | $27 | 10,000 | 0.0% |
| Opexa Therapeutics Inc | COM NEW | 68372T202 | $31 | 31,000 | 0.0% |
| FX Energy Inc | COM | 302695101 | $38 | 12,550 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $41 | 11,750 | 0.0% |
| MCG Capital Corp | COM | 58047P107 | $42 | 11,927 | 0.0% |
| Aeropostale | COM | 007865108 | $51 | 16,000 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $54 | 14,676 | 0.0% |
| Chimera Invt Corp | COM | 16934Q109 | $57 | 18,600 | 0.0% |
| Student Transn Inc | COM | 86388A108 | $62 | 10,000 | 0.0% |
| Mcdermott Intl Inc | COM | 580037109 | $63 | 10,850 | 0.0% |
| Towerstream Corp | COM | 892000100 | $77 | 51,900 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $77 | 12,200 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $81 | 23,305 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $85 | 11,600 | 0.0% |
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $88 | 26,968 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $91 | 10,890 | 0.0% |
| Armada Hoffler Pptys Inc(AHH) | COM | 04208T108 | $92 | 10,158 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $93 | 12,804 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $100 | 13,709 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $101 | 10,166 | 0.0% |
| Northwest Biotherapeutics in(NWBO) | COM PAR $0.001 | 66737P600 | $107 | 21,300 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $112 | 18,839 | 0.0% |
| Rait Financial Trust | COM NEW | 749227609 | $114 | 15,686 | 0.0% |
| Resource Cap Corp | COM | 76120W302 | $114 | 23,074 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $114 | 18,000 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $116 | 12,696 | 0.0% |
| Glori Energy Inc(GLRI) | COM | 379606106 | $120 | 15,234 | 0.0% |
| Supreme Inds Inc | CL A | 868607102 | $136 | 17,645 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $137 | 17,206 | 0.0% |
| Bellatrix Exploration LTD | COM | 078314101 | $138 | 22,500 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $138 | 45,900 | 0.0% |
| Windstream Hldgs Inc | COM | 97382A101 | $139 | 12,915 | 0.0% |
| Ishares | MSCI JAPAN ETF | 464286848 | $140 | 11,984 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $141 | 12,871 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $153 | 10,532 | 0.0% |
| Westport Innovations Inc | COM NEW | 960908309 | $156 | 15,300 | 0.0% |
| Energy Recovery Inc(ERII) | COM | 29270J100 | $159 | 45,300 | 0.0% |
| Intersil Corp | CL A | 46069S109 | $167 | 11,900 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $170 | 13,400 | 0.0% |
| Casi Pharmaceuticals Inc(CASIEUR) | COM | 14757U109 | $175 | 95,696 | 0.0% |
| Ishares | MSCI SINGAP ETF | 464286673 | $182 | 13,562 | 0.0% |
| Rocket Fuel Inc | COM | 773111109 | $184 | 11,305 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $185 | 36,400 | 0.0% |
| Monmouth Real Estate Invt Co | CL A | 609720107 | $186 | 18,261 | 0.0% |