Q3 2014 Holdings
Filed 2014-11-13 | 570 holdings | $103.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares TR(IWM)Call | RUSSELL 2000 ETF | 464287655 | $0 | 15,500 | 0.0% |
| Ford MTR Co del(F)Call | COM PAR $0.01 | 345370860 | $0 | 12,600 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $3 | 10,500 | 0.0% |
| Vantage Drilling Company | ORD SHS | G93205113 | $14 | 11,360 | 0.0% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $15 | $15,000 | 0.0% |
| Camac Energy Inc | COM | 131745101 | $16 | 26,032 | 0.0% |
| Dendreon Corp | COM | 24823Q107 | $19 | 13,203 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $28 | 13,805 | 0.0% |
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $53 | 16,329 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $58 | 11,500 | 0.0% |
| Magnum Hunter RES Corp del | COM | 55973B102 | $58 | 10,250 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $62 | 12,353 | 0.0% |
| BlackRock Income TR Inc | COM | 09247F100 | $74 | 11,684 | 0.0% |
| Rite AID Corp | COM | 767754104 | $76 | 15,730 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $77 | 16,056 | 0.0% |
| Companhia Energetica de Mina(CIG) | SP ADR N-V PFD | 204409601 | $80 | 13,411 | 0.0% |
| Alpine Global Premier Pptys | COM SBI | 02083A103 | $83 | 12,104 | 0.0% |
| BlackRock Intl Grwth & Inc T(XBGYX) | COM BENE INTER | 092524107 | $95 | 12,714 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $104 | 20,720 | 0.0% |
| Healthcare TR Amer Inc | CL A | 42225P105 | $130 | 11,201 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $133 | 14,037 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $134 | 10,565 | 0.0% |
| Penney J C Inc | COM | 708160106 | $142 | 14,000 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $144 | 10,771 | 0.0% |
| BlackRock Munihldngs Qlty II | COM | 09254C107 | $153 | 11,538 | 0.0% |
| Nuveen CA Dividend ADV MUN F(NAC) | COM | 67066Y105 | $154 | 10,783 | 0.0% |
| Unilife Corp New | COM | 90478E103 | $154 | 66,185 | 0.0% |
| Standard PAC Corp New | COM | 85375C101 | $155 | 20,840 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $160 | 20,197 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $161 | 13,380 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $163 | 11,137 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $163 | 13,711 | 0.0% |
| First TR Enhanced Eqty Inc F(FFA) | COM | 337318109 | $165 | 11,615 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $167 | 16,555 | 0.0% |
| Orasure Technologies Inc(OSUR) | COM | 68554V108 | $167 | 23,200 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $168 | 15,897 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $175 | 12,266 | 0.0% |
| GT Advanced Technologies Inc | COM | 36191U106 | $176 | 16,950 | 0.0% |
| BlackRock Muniyield Cali QLT | COM | 09254N103 | $180 | 12,366 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $181 | 21,990 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $200 | 20,623 | 0.0% |
| Cameron International Corp | COM | 13342B105 | $201 | 2,966 | 0.0% |
| Toyota Motor Corp(TM) | SP ADR REP2COM | 892331307 | $201 | 1,711 | 0.0% |
| Revenueshares ETF TR | ADR FD | 761396605 | $203 | 4,896 | 0.0% |
| Pimco ETF TR(MINT) | ENHAN SHRT MAT | 72201R833 | $203 | 2,005 | 0.0% |
| Flaherty&crmn PFD SEC Incom(XFFCX) | COM | 338478100 | $205 | 10,495 | 0.0% |
| Eaton Vance TX ADV Glbl DIV(ETG) | COM | 27828S101 | $205 | 11,905 | 0.0% |
| Royal Dutch Shell PLC(RDS/A) | SPONS ADR A | 780259206 | $205 | 2,619 | 0.0% |
| Ishares TR(STIP) | 0-5 YR TIPS ETF | 46429B747 | $207 | 2,050 | 0.0% |
| Stryker Corp(SYK) | COM | 863667101 | $208 | 2,598 | 0.0% |