Q3 2014 Holdings
Filed 2014-11-13 | 120 holdings | $107.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Thompson Creek Metals Co Inc | COM | 884768102 | $33 | 15,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $36 | $10,000 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $37 | 12,100 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $41 | 88,300 | 0.0% |
| Companhia Energetica de Mina(CIG) | SP ADR N-V PFD | 204409601 | $81 | 12,985 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $141 | 25,709 | 0.0% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $212 | $5,075 | 0.0% |
| Hewlett Packard Co | COM | 428236103 | $253 | 7,140 | 0.0% |
| Roper Inds Inc New(ROP) | COM | 776696106 | $293 | 2,000 | 0.0% |
| Atmel Corp | COM | 049513104 | $375 | 46,445 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $398 | 6,600 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $417 | 283,356 | 0.0% |
| American Express Co(AXP) | COM | 025816109 | $471 | 5,375 | 0.0% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $547 | 10,555 | 0.0% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $555 | 4,019 | 0.0% |
| Union PAC Corp(UNP) | COM | 907818108 | $651 | 6,000 | 0.0% |
| Kinder Morgan Energy Partner | UT LTD PARTNER | 494550106 | $704 | 7,550 | 0.0% |
| Merck & Co Inc New(MRK) | COM | 58933Y105 | $718 | 12,121 | 0.0% |
| Bristol Myers Squibb Co(BMY) | COM | 110122108 | $852 | 16,668 | 0.0% |
| Coca Cola Co(KO) | COM | 191216100 | $866 | 20,282 | 0.0% |
| First REP BK SAN Francisco C(FRCB) | COM | 33616C100 | $991 | 20,077 | 0.0% |
| Berkshire Hathaway Inc del(BRK/A) | CL A | 084670108 | $1.0K | 5 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $1.0K | 10,318 | 0.0% |
| Pope RES del LTD Partnership | DEPOSITRY RCPT | 732857107 | $1.0K | 15,560 | 0.0% |
| Lilly ELI & Co(LLY) | COM | 532457108 | $1.1K | 16,451 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $2.1K | 21,967 | 0.0% |
| Healthsouth Corp | COM | 421924408 | $3.2K | $2,440 | 0.0% |
| Procter & Gamble Co(PG) | COM | 742718109 | $3.3K | 39,224 | 0.0% |
| Barrett Bill Corp | NOTE 5.000% 3/1 | 06846NAA2 | $6.1K | $6,103,000 | 0.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $6.4K | $2,720,000 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $11.5K | $8,500,000 | 0.0% |
| PDL Biopharma Inc | NOTE 4.000% 2/0 | 69329YAF1 | $14.6K | $15,000,000 | 0.0% |
| Stonegate MTG Corp | COM | 86181Q300 | $22.1K | 1,700,814 | 0.0% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $24.2K | 630,485 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $31.3K | $18,150,000 | 0.0% |
| Motorola Solutions Inc(MSI) | COM NEW | 620076307 | $38.2K | 603,860 | 0.0% |
| Cone Midstream Partners LP | COM UNIT REPST | 206812109 | $39.6K | 1,410,730 | 0.0% |
| Healthsouth Corp | COM NEW | 421924309 | $45.0K | 1,219,732 | 0.0% |
| Google Inc | CL C | 38259P706 | $53.3K | 92,241 | 0.0% |
| Google Inc | CL A | 38259P508 | $54.3K | 92,236 | 0.1% |
| New Residential Invt Corp | COM | 64828T102 | $60.1K | 10,306,652 | 0.1% |
| Questar Corp | COM | 748356102 | $62.3K | 2,793,146 | 0.1% |
| Ebay Inc(EBAY) | COM | 278642103 | $64.8K | 1,144,010 | 0.1% |
| Triumph Group Inc New(TG7) | COM | 896818101 | $66.2K | 1,018,140 | 0.1% |
| PHH Corp | COM NEW | 693320202 | $67.0K | 2,997,222 | 0.1% |
| Novartis A G(NVSN) | SPONSORED ADR | 66987V109 | $68.2K | 724,559 | 0.1% |
| Newcastle Invt Corp New | COM NEW | 65105M504 | $73.8K | 5,818,001 | 0.1% |
| Sanofi(SNY) | SPONSORED ADR | 80105N105 | $74.3K | 1,316,282 | 0.1% |
| Atlas Pipeline Partners LP | UNIT L P INT | 049392103 | $75.9K | 2,081,980 | 0.1% |
| NRG Yield Inc | COM CL A | 62942X108 | $76.9K | 1,633,737 | 0.1% |