Q3 2014 Holdings
Filed 2014-11-14 | 1530 holdings | $147.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fabrinet(FN) | SHS | G3323L100 | $0 | 12,738 | 0.0% |
| Gabelli Equity TR Inc | RIGHT 10/20/2014 | 362397184 | $1 | 20,727 | 0.0% |
| North Amern Palladium LTD | COM | 656912102 | $7 | 35,000 | 0.0% |
| Acura Pharmaceuticals Inc | COM NEW | 00509L703 | $8 | 10,000 | 0.0% |
| Camac Energy Inc | COM | 131745101 | $8 | 12,174 | 0.0% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $10 | $14,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $11 | $11,000 | 0.0% |
| Odyssey Marine Exploration I | COM | 676118102 | $11 | 12,300 | 0.0% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $11 | $10,000 | 0.0% |
| WET Seal Inc | CL A | 961840105 | $13 | 25,000 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $14 | 14,501 | 0.0% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $14 | $11,000 | 0.0% |
| Ishares TR(ILF) | LATN AMER 40 ETF | 464287390 | $14 | 10,976 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $15 | $15,000 | 0.0% |
| Dynavax Technologies Corp | COM | 268158102 | $15 | 10,500 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $16 | $12,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $16 | $16,000 | 0.0% |
| Vapor Corp NEV | COM NEW | 922099205 | $17 | 11,320 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $18 | $17,000 | 0.0% |
| UBS AG | MTNF 2/1 | 90270KAW9 | $19 | $19,000 | 0.0% |
| Arca Biopharma Inc | COM NEW | 00211Y209 | $19 | 15,600 | 0.0% |
| Dejour Energy Inc | COM | 24486R103 | $19 | 76,000 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $19 | $25,000 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $19 | 10,000 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $19 | 10,000 | 0.0% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $20 | $17,000 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $21 | $20,000 | 0.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $21 | $11,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $22 | $23,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $24 | $19,000 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $24 | 10,100 | 0.0% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $24 | $23,000 | 0.0% |
| Metabolix Inc | COM | 591018809 | $25 | 28,050 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $25 | $19,000 | 0.0% |
| Wells Fargo & Co | MTNF 6/0 | 94986RQF1 | $25 | $20,000 | 0.0% |
| Command SEC Corp | COM | 20050L100 | $25 | 12,446 | 0.0% |
| Ares Coml Real Estate Corp | NOTE 7.000%12/1 | 04013VAB4 | $25 | $24,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $26 | $27,000 | 0.0% |
| Amedica Corp | COM | 023435100 | $27 | 16,591 | 0.0% |
| Goldman Sachs Group Inc | MTNF 2/1 | 38147QMF0 | $28 | $28,000 | 0.0% |
| Giga Tronics Inc | COM | 375175106 | $30 | 15,000 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $30 | $31,000 | 0.0% |
| M/I Homes Inc | NOTE 3.000% 3/0 | 55292PAB1 | $31 | $31,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $31 | $29,000 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $31 | 13,000 | 0.0% |
| Greenbrier COS Inc | NOTE 3.500% 4/0 | 393657AH4 | $32 | $16,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $32 | $31,000 | 0.0% |
| Cache Inc(CACH) | COM NEW | 127150308 | $32 | 42,600 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $32 | 15,000 | 0.0% |
| Allied Nevada Gold Corp | COM | 019344100 | $33 | 10,000 | 0.0% |