Q3 2014 Holdings
Filed 2014-11-14 | 1530 holdings | $147.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $109 | 18,900 | 0.0% |
| Atmel Corp | COM | 049513104 | $110 | 13,605 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $110 | 12,000 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $111 | 11,983 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $111 | 13,522 | 0.0% |
| Magellan Pete Corp | COM | 559091301 | $115 | 53,900 | 0.0% |
| Royal BK Scotland Group PLC | SPONS ADR 20 ORD | 780097689 | $122 | 10,186 | 0.0% |
| Putnam MUN Opportunities TR(PMO) | SH BEN INT | 746922103 | $122 | 10,441 | 0.0% |
| S&W Seed Co | COM | 785135104 | $123 | 29,000 | 0.0% |
| Transition Therapeutics Inc | COM NEW | 893716209 | $123 | 17,900 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $124 | 21,046 | 0.0% |
| Onconova Therapeutics Inc | COM | 68232V108 | $125 | 29,055 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $126 | 12,671 | 0.0% |
| Volcano Corporation | COM | 928645100 | $126 | 11,800 | 0.0% |
| Eaton Vance Risk Mngd DIV EQ(ETJ) | COM | 27829G106 | $129 | 11,000 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $129 | 19,100 | 0.0% |
| Powershares ETF Trust | GBL LSTD PVT EQT | 73935X195 | $130 | 11,720 | 0.0% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $130 | 10,704 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $131 | 11,472 | 0.0% |
| Susquehanna Bancshares Inc P | COM | 869099101 | $135 | 13,472 | 0.0% |
| Powershares ETF Trust | HI YLD EQ DVDN | 73935X302 | $135 | 10,822 | 0.0% |
| Chesapeake Granite Wash TR | COM SH BEN INT | 165185109 | $136 | 12,775 | 0.0% |
| PAN American Silver Corp(PAAS) | COM | 697900108 | $137 | 12,435 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $138 | 1,152,491 | 0.0% |
| NQ Mobile Inc | ADR REPSTG CL A | 64118U108 | $138 | 19,768 | 0.0% |
| Voya Emerging Mkts High Divi(IHD) | COM | 92912P108 | $138 | 11,695 | 0.0% |
| Physicians Rlty TR(DOCUSD) | COM | 71943U104 | $140 | 10,196 | 0.0% |
| Amer Rlty Cap Healthcar TR I | COM | 02917R108 | $141 | 13,437 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $142 | 11,133 | 0.0% |
| Omeros Corp(OMER) | COM | 682143102 | $143 | 11,206 | 0.0% |
| Bank Amer Corp | *W EXP 01/16/201 | 060505146 | $144 | 19,200 | 0.0% |
| JDS Uniphase Corp | COM PAR $0.001 | 46612J507 | $144 | 11,232 | 0.0% |
| Formfactor Inc(FORM) | COM | 346375108 | $146 | 20,388 | 0.0% |
| Bellatrix Exploration LTD | COM | 078314101 | $146 | 23,707 | 0.0% |
| Delaware INV MN MUN Inc FD I | COM | 24610V103 | $148 | 10,959 | 0.0% |
| Smith & Wesson Hldg Corp | COM | 831756101 | $149 | 15,769 | 0.0% |
| Spanish Broadcasting SYS Inc(SBSAQ) | CL A NEW | 846425833 | $150 | 34,961 | 0.0% |
| Pimco ETF TR(BOND) | TOTL RETN ETF | 72201R775 | $152 | 11,415 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $154 | 13,670 | 0.0% |
| Sizmek Inc | COM | 83013P105 | $155 | 20,000 | 0.0% |
| Titan Intl Inc ILL(TWI) | COM | 88830M102 | $157 | 13,305 | 0.0% |
| Niska Gas Storage Partners L | UNIT LTD LIABI | 654678101 | $158 | 12,689 | 0.0% |
| Asia PAC FD Inc | COM | 044901106 | $159 | 14,120 | 0.0% |
| First Niagara Finl GP Inc | COM | 33582V108 | $161 | 19,296 | 0.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $161 | 43,576 | 0.0% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $162 | 13,244 | 0.0% |
| Sequenom Inc | COM NEW | 817337405 | $163 | 54,940 | 0.0% |
| Vale S A(VALE) | ADR | 91912E105 | $164 | 14,904 | 0.0% |
| 1ST Century Bancshares Inc | COM | 31943X102 | $166 | 22,513 | 0.0% |
| Nuveen Prem Income MUN FD | COM | 67062T100 | $166 | 12,425 | 0.0% |