Q2 2015 Holdings
Filed 2015-08-14 | 416 holdings | $13.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $28 | 116,185 | 0.0% |
| DT Asia Invts LTD | RIGHT 03/30/2016 | G2615J112 | $66 | 225,112 | 0.0% |
| Atlas Energy Group LLC(ATLS) | COM | 04929Q102 | $79 | 15,815 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $81 | 17,980 | 0.0% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $82 | 23,450 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $87 | 545,520 | 0.0% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $100 | 500,600 | 0.0% |
| General Mtrs Co | *W EXP 12/31/201 | 37045V134 | $103 | 356,485 | 0.0% |
| Deutsche High Income TR | SHS | 25155R100 | $111 | 13,007 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $115 | 22,350 | 0.0% |
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $140 | 10,026,149 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $142 | 10,774 | 0.0% |
| C B Pharma Acquisition Corp | RIGHT 06/17/2016 | G2029P134 | $142 | 350,000 | 0.0% |
| BlackRock Muniyield PA Qlty(MPA) | COM | 09255G107 | $143 | 10,647 | 0.0% |
| Nuveen Divid Advantage MUN I(NVG) | COM | 67071L106 | $152 | 11,229 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $152 | 545,520 | 0.0% |
| Nuveen Mass Prem Income MUN(NMT) | COM | 67061E104 | $169 | 12,753 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $172 | 10,919 | 0.0% |
| BlackRock Municipl Inc Qlty | COM | 092479104 | $176 | 12,946 | 0.0% |
| Eaton Vance Tax-Adv BD & OPT | COM SH BEN INT | 27829M103 | $178 | 13,810 | 0.0% |
| Rice Midstream Partners LP | UNIT LTD PARTN | 762819100 | $181 | 10,400 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $190 | 500,600 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $197 | 22,495 | 0.0% |
| Hancock John Income Secs TR(JHS) | COM | 410123103 | $198 | 14,248 | 0.0% |
| BlackRock Muniyld Invst Qlty | COM | 09254T100 | $199 | 15,110 | 0.0% |
| Nuveen Quality PFD Inc FD 3 | COM | 67072W101 | $199 | 24,468 | 0.0% |
| Nuveen Ohio Quality Income M | COM | 670980101 | $215 | 14,987 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67072C105 | $221 | 26,128 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $222 | 34,712 | 0.0% |
| Alpha NAT RES Inc | NOTE 4.875%12/1 | 02076XAF9 | $223 | $2,700,000 | 0.0% |
| Arowana Inc | RIGHT 01/01/2017 | G05011120 | $224 | 800,000 | 0.0% |
| Eaton Vance Risk Mngd DIV EQ(ETJ) | COM | 27829G106 | $224 | 20,704 | 0.0% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $224 | 13,485 | 0.0% |
| BlackRock Muniholdngs Qlty I(XMUSX) | COM | 09254A101 | $236 | 18,220 | 0.0% |
| LMP Cap & Income FD Inc(XSCDX) | COM | 50208A102 | $254 | 16,826 | 0.0% |
| Verso Corp | COM | 92531L108 | $259 | 392,462 | 0.0% |
| ROI Acquisition Corp II | *W EXP 09/17/201 | 74966G119 | $263 | 1,050,000 | 0.0% |
| AR Cap Acquisition Corp | *W EXP 10/06/201 | 00191R117 | $263 | 750,000 | 0.0% |
| Cambridge Cap Acquisition Co | *W EXP 12/17/201 | 13215Q114 | $264 | 1,760,000 | 0.0% |
| Pangaea Logistics Solution L(PANL) | SHS | G6891L105 | $273 | 84,400 | 0.0% |
| Eagle Rock Energy Partners L | UNIT | 26985R104 | $295 | 117,574 | 0.0% |
| Hydra Inds Acquisition Corp | *W EXP 10/20/202 | 448740118 | $300 | 2,000,000 | 0.0% |
| Brookfield Globl Listed Infr | COM SHS | 11273Q109 | $301 | 18,178 | 0.0% |
| TRI Contl Corp(TY) | COM | 895436103 | $302 | 14,253 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $303 | 890,000 | 0.0% |
| Targa Resources Partners LP | COM UNIT | 87611X105 | $303 | 7,849 | 0.0% |
| Sprott Focus TR Inc(FUND) | COM | 85208J109 | $305 | 43,056 | 0.0% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $306 | 24,837 | 0.0% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $309 | 25,745 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $313 | 59,637 | 0.0% |