Q2 2015 Holdings
Filed 2015-08-14 | 416 holdings | $13.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Oneida Finl Corp MD | COM | 682479100 | $2.1K | 101,147 | 0.0% |
| Mitel Networks Corp | COM | 60671Q104 | $2.1K | 234,787 | 0.0% |
| Quantum Corp | NOTE 4.500%11/1 | 747906AJ4 | $2.1K | $1,750,000 | 0.0% |
| Compucredit Hldgs Corp | NOTE 5.875%11/3 | 20478NAD2 | $2.2K | $5,000,000 | 0.0% |
| ARK Restaurants Corp(ARKR) | COM | 040712101 | $2.2K | 87,545 | 0.0% |
| DT Asia Invts LTD | SHS | G2615J104 | $2.2K | 225,112 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $2.2K | 282,198 | 0.0% |
| Nuveen Prem Income MUN FD | COM | 67062T100 | $2.3K | 172,604 | 0.0% |
| Bridge Cap Hldgs | COM | 108030107 | $2.5K | 82,228 | 0.0% |
| M/I Homes Inc | NOTE 3.000% 3/0 | 55292PAB1 | $2.5K | $2,475,000 | 0.0% |
| Audience Inc | COM | 05070J102 | $2.5K | 507,466 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $2.5K | 491,528 | 0.0% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $2.5K | $2,725,000 | 0.0% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $2.6K | 20,000 | 0.0% |
| WP Glimcher in | COM | 92939N102 | $2.6K | 194,931 | 0.0% |
| Liberty Tripadvisor Hldgs in | COM SER A | 531465102 | $2.7K | 84,623 | 0.0% |
| Invacare Corp | SDCV 4.125% 2/0 | 461203AD3 | $2.7K | $2,500,000 | 0.0% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $3.0K | $2,125,000 | 0.0% |
| Axis Capital Holdings LTD(AXS) | SHS | G0692U109 | $3.0K | 57,100 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $3.1K | 196,571 | 0.0% |
| Meritage Homes Corp | NOTE 1.875% 9/1 | 59001AAR3 | $3.1K | $2,925,000 | 0.0% |
| Alpine Global Premier Pptys | COM SBI | 02083A103 | $3.2K | 499,243 | 0.0% |
| WL Ross Hldg Corp | *W EXP 06/11/201 | 92939D112 | $3.3K | 3,450,000 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $3.4K | 584,803 | 0.0% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $3.4K | $3,295,000 | 0.0% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $3.4K | $1,750,000 | 0.0% |
| Blackstone GSO Strategic CR(BGB) | COM SHS BEN IN | 09257R101 | $3.4K | 218,317 | 0.0% |
| Boulevard Acquisition Corp | COM | 10157P104 | $3.4K | 273,605 | 0.0% |
| C B Pharma Acquisition Corp | SHS | G2029P126 | $3.5K | 350,000 | 0.0% |
| UIL Hldg Corp | COM | 902748102 | $3.6K | 78,119 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $4.1K | 480,492 | 0.0% |
| Gain Cap Hldgs Inc | NOTE 4.125%12/0 | 36268WAB6 | $4.1K | $3,775,000 | 0.0% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $4.2K | 310,498 | 0.0% |
| Rally Software DEV Corp | COM | 751198102 | $4.3K | 220,392 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $4.3K | 472,146 | 0.0% |
| Beazer Homes USA Inc | UNIT 07/15/2015 | 07556Q709 | $4.3K | 150,000 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $4.4K | 343,513 | 0.0% |
| LNB Bancorp Inc | COM | 502100100 | $4.4K | 235,424 | 0.0% |
| Citrix SYS Inc(CTXSEUR) | COM | 177376100 | $4.4K | 62,227 | 0.0% |
| NOW Inc(DNOW) | COM | 67011P100 | $4.4K | 220,504 | 0.0% |
| 1347 Cap Corp | COM | 68245V103 | $4.4K | 450,540 | 0.0% |
| BlackRock MUN Target Term TR(BTT) | COM SHS BEN IN | 09257P105 | $4.4K | 217,949 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $4.5K | 415,327 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $4.5K | $4,425,000 | 0.0% |
| Cohen & Steers Quality Rlty(RQI) | COM | 19247L106 | $4.6K | 426,616 | 0.0% |
| BlackRock Core BD TR(BHK) | SHS BEN INT | 09249E101 | $4.6K | 360,678 | 0.0% |
| Alamos Gold Inc | COM | 011527108 | $4.6K | 808,000 | 0.0% |
| Kohlberg Capital Corp | NOTE 8.750% 3/1 | 500233AB7 | $4.6K | $4,375,000 | 0.0% |
| Clicksoftware Technologies L | ORD | M25082104 | $4.6K | 369,162 | 0.0% |
| Partnerre LTD | COM | G6852T105 | $4.9K | 38,467 | 0.0% |