Q3 2015 Holdings
Filed 2015-11-06 | 62 holdings | $389.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Soufun Hldgs LTD | NOTE 2.000%12/1 | 836034AB4 | $51.4K | $48,000,000 | 13.2% |
| Direxion SHS ETF TR(CHADUSD) | CSI300 CHINA1X | 25459Y116 | $38.0K | 751,396 | 9.8% |
| Sony Corp(SONY) | ADR NEW | 835699307 | $31.9K | 1,318,260 | 8.2% |
| Ishares TR(FXI) | CHINA LG-CAP ETF | 464287184 | $30.0K | 846,351 | 7.7% |
| Qihoo 360 Technology Co LTD | NOTE 2.500% 9/1 | 74734MAB5 | $24.2K | $25,000,000 | 6.2% |
| Wuxi Pharmatech Cayman Inc | SPONS ADR SHS | 929352102 | $22.7K | 525,985 | 5.8% |
| HSBC Hldgs PLC(HBC2) | SPON ADR NEW | 404280406 | $22.5K | 604,428 | 5.8% |
| Taiwan Semiconductor MFG LTD(TSM) | SPONSORED ADR | 874039100 | $14.6K | 703,615 | 3.7% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $12.4K | 1,483,917 | 3.2% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $11.8K | 199,430 | 3.0% |
| Honda Motor LTD(HMC) | AMERN SHS | 438128308 | $10.3K | 349,627 | 2.6% |
| Shanda Games LTD | SP ADR REPTG A | 81941U105 | $10.2K | 1,525,876 | 2.6% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $9.5K | 1,259,306 | 2.4% |
| Avolon Hldgs LTD | COM | G52237107 | $7.9K | 259,683 | 2.0% |
| Integrated Silicon Solution | COM | 45812P107 | $7.8K | 362,363 | 2.0% |
| Cnooc LTD(CEO) | SPONSORED ADR | 126132109 | $6.8K | 65,973 | 1.7% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $5.9K | $7,000,000 | 1.5% |
| 21Vianet Group Inc(VNET) | SPONSORED ADR | 90138A103 | $5.8K | 317,380 | 1.5% |
| Vimicro Intl Corp | ADR | 92718N109 | $4.6K | 368,919 | 1.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $4.5K | 1,700,000 | 1.2% |
| Advanced Semiconductor Engr | SPONSORED ADR | 00756M404 | $4.1K | 746,899 | 1.1% |
| Airmedia Group Inc | SPONSORED ADR | 009411109 | $4.0K | 748,000 | 1.0% |
| Toyota Motor Corp(TM) | SP ADR REP2COM | 892331307 | $3.9K | 33,932 | 1.0% |
| E House China Hldgs LTD | ADR | 26852W103 | $3.5K | 587,387 | 0.9% |
| Bona Film Group LTD | SPONSORED ADS | 09777B107 | $3.5K | 292,551 | 0.9% |
| Carnival Corp(CCL) | PAIRED CTF | 143658300 | $3.1K | 62,400 | 0.8% |
| Homeinns Hotel Group | SPONSORED ADR | 43742E102 | $2.9K | 102,275 | 0.8% |
| Ryanair Hldgs PLC | SPONSORED ADR | 783513104 | $2.7K | 34,430 | 0.7% |
| Qihoo 360 Technology Co LTD | NOTE 1.750% 8/1 | 74734MAF6 | $2.5K | $3,000,000 | 0.7% |
| Ishares TR(FXI)Put | CHINA LG-CAP ETF | 464287184 | $2.4K | 700,000 | 0.6% |
| Petrochina Co LTD | SPONSORED ADR | 71646E100 | $2.2K | 31,512 | 0.6% |
| Momo Inc | ADR | 60879B107 | $2.0K | 157,408 | 0.5% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADR | 606822104 | $1.9K | 324,086 | 0.5% |
| Mindray Medical Intl LTD | SPON ADR | 602675100 | $1.7K | 77,000 | 0.4% |
| Nomura Hldgs Inc(NMR) | SPONSORED ADR | 65535H208 | $1.6K | 273,105 | 0.4% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $1.6K | 217,800 | 0.4% |
| Procter & Gamble Co(PG) | COM | 742718109 | $1.6K | 21,501 | 0.4% |
| Micron Technology Inc(MU) | COM | 595112103 | $1.5K | 100,000 | 0.4% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $1.2K | 495,400 | 0.3% |
| Hancock John Tax-Adv DIV Inc(HTD) | COM | 41013V100 | $1.0K | 52,200 | 0.3% |
| Qihoo 360 Technology Co LTD | ADS | 74734M109 | $950 | 19,818 | 0.2% |
| Nippon Teleg & TEL Corp(NTTYY) | SPONSORED ADR | 654624105 | $910 | 26,054 | 0.2% |
| China Life INS Co LTD | SPON ADR REP H | 16939P106 | $720 | 41,600 | 0.2% |
| Eaton Vance Risk Mngd DIV EQ(ETJ) | COM | 27829G106 | $500 | 52,000 | 0.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $493 | 200,000 | 0.1% |
| Resmed Inc(RMD) | COM | 761152107 | $480 | 9,420 | 0.1% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $470 | 92,911 | 0.1% |
| YY Inc | ADS REPCOM CLA | 98426T106 | $460 | 8,350 | 0.1% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $440 | 84,000 | 0.1% |
| Eaton Vance ENH Eqty Inc FD(EOS) | COM | 278277108 | $420 | 33,000 | 0.1% |