Q3 2015 Holdings
Filed 2015-11-06 | 309 holdings | $7.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $10 | $10,000 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $10 | $10,000 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $11 | $10,000 | 0.0% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $12 | $10,000 | 0.0% |
| CEL SCI Corp | COM PAR $0.01 | 150837508 | $13 | 22,389 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $16 | $17,000 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $17 | $17,000 | 0.0% |
| Solarcity Corp | NOTE 2.750%11/0 | 83416TAA8 | $17 | $18,000 | 0.0% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $18 | $10,000 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $18 | $17,000 | 0.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $18 | $10,000 | 0.0% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $19 | $10,000 | 0.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $20 | $15,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $21 | $21,000 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $21 | $16,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $21 | $26,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $23 | $24,000 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $23 | $17,000 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $23 | $17,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $23 | $17,000 | 0.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $24 | $17,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $24 | $25,000 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $25 | $25,000 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $26 | $22,000 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 3.250% 3/1 | 42330PAG2 | $26 | $34,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $26 | $26,000 | 0.0% |
| Sandisk Corp | NOTE 0.500%10/1 | 80004CAF8 | $26 | $26,000 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $27 | $20,000 | 0.0% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $28 | $26,000 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $28 | $26,000 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $28 | $26,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $31 | $23,000 | 0.0% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $38 | $16,000 | 0.0% |
| Jarden Corp | NOTE 1.875% 9/1 | 471109AH1 | $41 | $26,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $47 | 27,587 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $56 | $27,000 | 0.0% |
| Constellium NV(CSTM) | CL A | N22035104 | $61 | 10,000 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $65 | 17,313 | 0.0% |
| Connecture Inc | COM | 20786J106 | $77 | 16,975 | 0.0% |
| Nymox Pharmaceutical Corp | COM | 67076P102 | $96 | 28,000 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $103 | 12,340 | 0.0% |
| Eaton Vance TX MGD DIV EQ in(XETYX) | COM | 27828N102 | $106 | 10,245 | 0.0% |
| Healthways Inc | COM | 422245100 | $111 | 10,000 | 0.0% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $113 | 10,362 | 0.0% |
| Hamilton Bancorp Inc MD | COM | 407015106 | $140 | 10,000 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $144 | 10,300 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $155 | 21,050 | 0.0% |
| Ishares Silver Trust(SLV) | ISHARES | 46428Q109 | $157 | 11,270 | 0.0% |
| Nuveen MD Prem Income MUN FD | COM | 67061Q107 | $158 | 12,868 | 0.0% |
| Fiat Chrysler Automobiles N | SHS | N31738102 | $165 | 12,500 | 0.0% |