Q3 2015 Holdings
Filed 2015-11-16 | 1870 holdings | $194.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Odyssey Marine Exploration I | COM | 676118102 | $4 | 12,300 | 0.0% |
| Banro Corp | COM | 066800103 | $4 | 21,762 | 0.0% |
| Liquid Hldgs Group Inc(LIQDQ) | COM | 53633A101 | $5 | 70,000 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $5 | 12,000 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $5 | 15,000 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM NEW | 23254L306 | $5 | 10,000 | 0.0% |
| Halcon RES Corp | COM NEW | 40537Q209 | $6 | 12,105 | 0.0% |
| Alphatec Holdings Inc | COM | 02081G102 | $6 | 18,375 | 0.0% |
| Cumulus Media Inc | CL A | 231082108 | $7 | 10,000 | 0.0% |
| Lincoln EDL Svcs Corp(LINC) | COM | 533535100 | $8 | 15,500 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $9 | $10,000 | 0.0% |
| Rubicon Minerals Corp | COM | 780911103 | $9 | 12,824 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $9 | $11,000 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $10 | $11,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $10 | $10,000 | 0.0% |
| Wells Fargo & Co | MTNF 6/1 | 94986RQH7 | $10 | $11,000 | 0.0% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $11 | $10,000 | 0.0% |
| Dryships Inc | SHS | Y2109Q101 | $12 | 74,450 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $12 | $14,000 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $12 | $11,000 | 0.0% |
| Fuelcell Energy Inc | COM | 35952H106 | $13 | 18,250 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $13 | 33,275 | 0.0% |
| Giga Tronics Inc | COM | 375175106 | $14 | 15,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $14 | $14,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $14 | $16,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $14 | $15,000 | 0.0% |
| Emergent Biosolutions Inc | NOTE 2.875% 1/1 | 29089QAB1 | $15 | $13,000 | 0.0% |
| Sandisk Corp | NOTE 0.500%10/1 | 80004CAF8 | $15 | $15,000 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $15 | 10,100 | 0.0% |
| HCI Group Inc | NOTE 3.875% 3/1 | 40416EAB9 | $15 | $17,000 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $15 | $17,000 | 0.0% |
| Full House Resorts Inc(FLL) | COM | 359678109 | $15 | 10,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $15 | $16,000 | 0.0% |
| Goldman Sachs Group Inc | MTNF 2/1 | 38147QMF0 | $15 | $17,000 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $17 | 10,000 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $17 | $18,000 | 0.0% |
| China Green Agriculture Inc | COM | 16943W105 | $17 | 10,000 | 0.0% |
| M/I Homes Inc | NOTE 3.000% 3/0 | 55292PAB1 | $17 | $17,000 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $19 | 15,515 | 0.0% |
| Goldman Sachs Group Inc | MTNF 2/1 | 38147QLX2 | $19 | $19,000 | 0.0% |
| Cormedix Inc | COM | 21900C100 | $20 | 10,001 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 3.250% 3/1 | 42330PAG2 | $20 | $25,000 | 0.0% |
| Amedica Corp | COM | 023435100 | $20 | 62,500 | 0.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $21 | $24,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $21 | $23,000 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $21 | 11,150 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $21 | $26,000 | 0.0% |
| Wafergen Bio-Systems Inc | COM PAR$ | 93041P308 | $21 | 15,040 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $22 | $25,000 | 0.0% |
| Skystar Bio-Pharma Co | COM PAR $.001 | 830884300 | $22 | 22,845 | 0.0% |