Q3 2015 Holdings
Filed 2015-11-16 | 1870 holdings | $194.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $22 | $26,000 | 0.0% |
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $23 | 14,294 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $23 | $24,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $23 | $31,000 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $24 | $30,000 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $24 | $23,000 | 0.0% |
| Meritage Homes Corp | NOTE 1.875% 9/1 | 59001AAR3 | $24 | $24,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $25 | $19,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $25 | $24,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $25 | $25,000 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $25 | 13,500 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $25 | 10,134 | 0.0% |
| Onconova Therapeutics Inc | COM | 68232V108 | $25 | 18,278 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $25 | 10,000 | 0.0% |
| Resource Cap Corp | NOTE 8.000% 1/1 | 76120WAB0 | $26 | $28,000 | 0.0% |
| Astrotech Corp | COM | 046484101 | $26 | 12,800 | 0.0% |
| American Lorain Corp | COM | 027297100 | $26 | 27,540 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $26 | 30,000 | 0.0% |
| Contravir Pharmaceuticals in | COM | 21234W103 | $27 | 12,960 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $27 | $28,000 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $28 | 48,500 | 0.0% |
| California RES Corp | COM | 13057Q107 | $29 | 13,328 | 0.0% |
| Breitburn Energy Partners LP(BBEPQUSD) | COM UT LTD PTN | 106776107 | $29 | 14,224 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $29 | $29,000 | 0.0% |
| Parker Drilling Co | COM | 701081101 | $30 | 11,600 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $31 | 18,303 | 0.0% |
| Western Copper & Gold Corp(WRN) | COM | 95805V108 | $31 | 100,000 | 0.0% |
| Provectus Biopharmaceuticals(PVCT) | COM | 74373P108 | $32 | 55,450 | 0.0% |
| Capstone Turbine Corp | COM | 14067D102 | $33 | 96,500 | 0.0% |
| Mcclatchy Co | CL A | 579489105 | $33 | 34,200 | 0.0% |
| Dragonwave Inc | COM | 26144M103 | $35 | 169,200 | 0.0% |
| Bellatrix Exploration LTD | COM | 078314101 | $36 | 23,985 | 0.0% |
| Harris & Harris Group Inc | COM | 413833104 | $38 | 17,859 | 0.0% |
| Vital Therapies Inc | COM | 92847R104 | $40 | 10,000 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $42 | 13,096 | 0.0% |
| Vericel Corp(VCEL) | COM | 92346J108 | $44 | 16,389 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $44 | 13,123 | 0.0% |
| Cincinnati Bell Inc New | COM | 171871106 | $45 | 15,101 | 0.0% |
| Biocept Inc | COM | 09072V105 | $45 | 18,900 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $45 | 10,211 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $48 | 15,666 | 0.0% |
| BlackRock Debt Strat FD Inc | COM | 09255R103 | $48 | 14,979 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $49 | 31,670 | 0.0% |
| Perion Network LTD | SHS | M78673106 | $50 | 24,350 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $50 | 15,869 | 0.0% |
| Command SEC Corp | COM | 20050L100 | $51 | 27,446 | 0.0% |
| United Cmnty Finl Corp Ohio | COM | 909839102 | $51 | 10,280 | 0.0% |
| Renren Inc | SPONSORED ADR | 759892102 | $51 | 16,568 | 0.0% |
| Chesapeake Granite Wash TR | COM SH BEN INT | 165185109 | $52 | 10,875 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $52 | 19,530 | 0.0% |