Q4 2015 Holdings
Filed 2016-01-19 | 119 holdings | $1.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verint SYS Inc(VTY) | COM | 92343X100 | $2 | 53 | 0.0% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $143 | $110,000 | 0.0% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $318 | 22,040 | 0.0% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $386 | $385,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $389 | $390,000 | 0.0% |
| MFS MUN Income TR(MFM) | SH BEN INT | 552738106 | $461 | 67,817 | 0.0% |
| BlackRock Muniy Quality FD I(MQT) | COM | 09254G108 | $1.1K | 84,054 | 0.1% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $1.3K | 88,169 | 0.1% |
| MFS High Income MUN TR(CXE) | SH BEN INT | 59318D104 | $1.3K | 265,061 | 0.1% |
| BlackRock Muniyld Invst Qlty | COM | 09254T100 | $1.5K | 106,443 | 0.1% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $1.7K | $3,000,000 | 0.1% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $1.7K | $1,746,000 | 0.1% |
| BlackRock FLA MUN 2020 Term(BFO) | COM SHS | 09250M109 | $1.8K | 118,257 | 0.1% |
| BlackRock Munihldngs Qlty II | COM | 09254C107 | $1.9K | 137,761 | 0.1% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $1.9K | $1,966,000 | 0.1% |
| Nuveen Mich Quality Income M | COM | 670979103 | $2.1K | 149,742 | 0.1% |
| BlackRock Muniyield Invst FD | COM | 09254R104 | $2.1K | 136,065 | 0.1% |
| Weyerhaeuser Co | PREF CONV SER A | 962166872 | $2.2K | 43,700 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $2.3K | $4,429,000 | 0.1% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $3.0K | 234,076 | 0.2% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $3.3K | $1,726,000 | 0.2% |
| Spdr Series Trust(CWB) | BRC CNV SECS ETF | 78464A359 | $3.7K | 84,687 | 0.2% |
| BlackRock Muniholdngs Qlty I(XMUSX) | COM | 09254A101 | $3.7K | 272,227 | 0.2% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $3.9K | 258,986 | 0.2% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $4.1K | $4,308,000 | 0.2% |
| Nuveen MUN Advantage FD Inc | COM | 67062H106 | $4.2K | 299,782 | 0.2% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $4.5K | $4,871,000 | 0.2% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $4.7K | $4,659,000 | 0.3% |
| Nuveen NY AMT Free MUN Incom(NRK) | COM | 670656107 | $4.9K | 374,856 | 0.3% |
| Invesco MUN TR(VKQ) | COM | 46131J103 | $5.0K | 389,697 | 0.3% |
| Cameron International Corp | COM | 13342B105 | $5.1K | 80,000 | 0.3% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $5.2K | $5,275,000 | 0.3% |
| Nuveen PA Invt Quality MUN F(NQP) | COM | 670972108 | $5.5K | 398,405 | 0.3% |
| Nuveen Divid ADV MUN FD 3(NZF) | COM SH BEN INT | 67070X101 | $5.6K | 391,532 | 0.3% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $5.8K | 109,800 | 0.3% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $6.0K | 97,900 | 0.3% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $6.3K | $4,857,000 | 0.3% |
| Halliburton Co(HAL) | COM | 406216101 | $6.4K | 186,718 | 0.3% |
| Invensense Inc | NOTE 1.750%11/0 | 46123DAB2 | $6.4K | $6,857,000 | 0.3% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $6.7K | $2,831,000 | 0.4% |
| Alcoa Inc | DEP SHS 1/10TH | 013817309 | $6.8K | 203,178 | 0.4% |
| Expedia Inc del(EXPE) | COM NEW | 30212P303 | $6.9K | 55,519 | 0.4% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $7.0K | $6,724,000 | 0.4% |
| Proofpoint Inc | NOTE 1.250%12/1 | 743424AB9 | $7.6K | $4,412,000 | 0.4% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $7.9K | $6,151,000 | 0.4% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $7.9K | 421,454 | 0.4% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $8.1K | $7,089,000 | 0.4% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $8.1K | $2,743,000 | 0.4% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $8.3K | 7,141 | 0.4% |
| Nuveen MUN MKT Opportunity F | COM | 67062W103 | $8.3K | 602,595 | 0.5% |