Q4 2015 Holdings
Filed 2016-02-11 | 1527 holdings | $302.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pacific Sunwear Calif Inc | COM | 694873100 | $2 | 10,072 | 0.0% |
| Leapfrog Enterprises Inc | CL A | 52186N106 | $7 | 10,010 | 0.0% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $7 | $11,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $8 | 10,000 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $8 | 10,175 | 0.0% |
| Cinedigm Corp | COM | 172406100 | $9 | 36,000 | 0.0% |
| Iconix Brand Group Inc | NOTE 2.500% 6/0 | 451055AE7 | $9 | $10,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $10 | $10,000 | 0.0% |
| Quantum Corp | COM DSSG | 747906204 | $10 | 10,500 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $10 | $12,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $11 | $11,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $11 | $11,000 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $12 | $13,000 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $12 | $13,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $13 | $10,000 | 0.0% |
| Cepheid | DBCV 1.250% 2/0 | 15670RAC1 | $13 | $15,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $13 | $15,000 | 0.0% |
| Threshold Pharmaceutical Inc | COM NEW | 885807206 | $13 | 27,500 | 0.0% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $13 | $15,000 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $13 | $15,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $13 | $12,000 | 0.0% |
| Netsuite Inc | NOTE 0.250% 6/0 | 64118QAB3 | $13 | $13,000 | 0.0% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $13 | $11,000 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $14 | 10,000 | 0.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $14 | $14,000 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $14 | $12,000 | 0.0% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $14 | $18,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $14 | $15,000 | 0.0% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $15 | $17,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $15 | $15,000 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $16 | $15,000 | 0.0% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $16 | $12,000 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $16 | 15,050 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $16 | $16,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $16 | $15,000 | 0.0% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $16 | $19,000 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $16 | $15,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $17 | $18,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $17 | $17,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $17 | $18,000 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $17 | 12,298 | 0.0% |
| JDS Uniphase Corp | DBCV 0.625% 8/1 | 46612JAF8 | $17 | $18,000 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $17 | $21,000 | 0.0% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $17 | $16,000 | 0.0% |
| Webmd Health Corp | NOTE 1.500%12/0 | 94770VAK8 | $17 | $15,000 | 0.0% |
| Performant Finl Corp(PFMTUSD) | COM | 71377E105 | $19 | 10,800 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $19 | $19,000 | 0.0% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $20 | $20,000 | 0.0% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $20 | $20,000 | 0.0% |
| Verastem Inc | COM | 92337C104 | $23 | 12,500 | 0.0% |