Q4 2015 Holdings
Filed 2016-02-16 | 465 holdings | $9.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Atlas Energy Group LLC(ATLS) | COM | 04929Q102 | $15 | 15,815 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $15 | 500,600 | 0.0% |
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $17 | 116,185 | 0.0% |
| DT Asia Invts LTD | RIGHT 03/30/2016 | G2615J112 | $23 | 225,112 | 0.0% |
| C B Pharma Acquisition Corp | RIGHT 06/17/2016 | G2029P134 | $45 | 350,000 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $53 | 17,980 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $60 | 13,172 | 0.0% |
| Pacific SPL Acquisition Corp | RIGHT 03/15/2017 | G68588113 | $62 | 415,000 | 0.0% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $68 | 23,450 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $68 | 545,520 | 0.0% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $71 | 500,600 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $90 | 10,026,149 | 0.0% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $92 | 11,875 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $109 | 545,520 | 0.0% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $121 | 12,254 | 0.0% |
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $133 | 2,213,300 | 0.0% |
| AR Cap Acquisition Corp | *W EXP 10/06/201 | 00191R117 | $135 | 750,000 | 0.0% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $148 | 11,525 | 0.0% |
| Voya Infrastructure Indls &(IDE) | COM | 92912X101 | $148 | 12,033 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $151 | 29,935 | 0.0% |
| Arowana Inc | RIGHT 01/01/2017 | G05011120 | $160 | 800,000 | 0.0% |
| Vanguard NAT RES LLC | COM UNIT | 92205F106 | $161 | 54,023 | 0.0% |
| Azure Midstream Partners LP | COM UNIT LTD PAR | 05501X100 | $162 | 51,377 | 0.0% |
| Cone Midstream Partners LP | COM UNIT REPST | 206812109 | $162 | 16,400 | 0.0% |
| BlackRock Long-Term Muni ADV(BTA) | COM | 09250B103 | $169 | 14,664 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $170 | 30,728 | 0.0% |
| Lazard GLB TTL Ret&incm FD I(XLGIX) | COM | 52106W103 | $177 | 13,500 | 0.0% |
| Pangaea Logistics Solution L(PANL) | SHS | G6891L105 | $179 | 67,272 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $200 | 13,387 | 0.0% |
| Allianzgi NFJ Divid INT & PR | COM | 01883A107 | $202 | 16,301 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $211 | 27,520 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $216 | 15,240 | 0.0% |
| Hennessy Cap Acquisition COR | *W EXP 07/28/202 | 42588J118 | $219 | 1,153,895 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $223 | 890,000 | 0.0% |
| Nuveen Mich Quality Income M | COM | 670979103 | $226 | 16,488 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $232 | 40,136 | 0.0% |
| Nuveen Ohio Quality Income M | COM | 670980101 | $240 | 15,701 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $243 | 33,871 | 0.0% |
| THL CR SR LN FD | COM | 87244R103 | $245 | 15,463 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $257 | $275,000 | 0.0% |
| Eaton Vance Tax-Adv BD & OPT | COM SH BEN INT | 27829M103 | $261 | 20,790 | 0.0% |
| Teekay LNG Partners L P(TK) | PRTNRSP UNITS | Y8564M105 | $267 | 20,319 | 0.0% |
| WL Ross Hldg Corp | COM SHS | 92939D104 | $273 | 27,388 | 0.0% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $276 | 33,372 | 0.0% |
| Viavi Solutions Inc(VIAV) | COM | 925550105 | $284 | 46,639 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $285 | 56,378 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $287 | 23,246 | 0.0% |
| Community BK SYS Inc(CBU) | COM | 203607106 | $287 | 7,189 | 0.0% |
| Targa RES Corp(TRGP) | COM | 87612G101 | $288 | 10,648 | 0.0% |
| Mitel Networks Corp | COM | 60671Q104 | $288 | 37,487 | 0.0% |