Q4 2015 Holdings
Filed 2016-02-16 | 465 holdings | $9.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Targa Resources Partners LP | COM UNIT | 87611X105 | $292 | 17,686 | 0.0% |
| Rose Rock Midstream L P | COM U REP LTD | 777149105 | $295 | 19,584 | 0.0% |
| Deutsche High Income TR | SHS | 25155R100 | $297 | 37,306 | 0.0% |
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $305 | 925,000 | 0.0% |
| Wells Fargo Global Dividend(EOD) | COM | 94987C103 | $309 | 52,223 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $317 | 43,719 | 0.0% |
| Rentrak Corp | COM | 760174102 | $323 | 6,800 | 0.0% |
| Stone HBR Emerg Mkts TL Inc | COM | 86164W100 | $331 | 29,103 | 0.0% |
| Nuveen Conn Prem Income MUN | COM | 67060D107 | $332 | 26,032 | 0.0% |
| Rice Midstream Partners LP | UNIT LTD PARTN | 762819100 | $335 | 24,868 | 0.0% |
| Global Partner Acquisition C | *W EXP 07/01/202 | 37954X113 | $343 | 1,200,000 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $343 | 46,573 | 0.0% |
| Advent Claymore CV Secs & in(AVK) | COM | 00764C109 | $357 | 26,400 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $358 | 34,278 | 0.0% |
| Allianzgi Equity & Conv Inco | COM | 018829101 | $360 | 20,051 | 0.0% |
| Sprott Focus TR Inc(FUND) | COM | 85208J109 | $364 | 62,744 | 0.0% |
| Nuveen Prem Income MUN FD 2 | COM | 67063W102 | $365 | 25,260 | 0.0% |
| Morgan Stanley Trusts | INCOME SECS INC | 61745P874 | $366 | 21,691 | 0.0% |
| Pioneer DIV High Income Trus(XHNWX) | COM | 723653101 | $368 | 25,192 | 0.0% |
| Hydra Inds Acquisition Corp | *W EXP 10/20/202 | 448740118 | $374 | 2,000,000 | 0.0% |
| Amerigas Partners L P(APU) | UNIT L P INT | 030975106 | $376 | 10,964 | 0.0% |
| Invesco PA Value MUN Income(VPV) | COM | 46132K109 | $382 | 29,783 | 0.0% |
| Enable Midstream Partners LP | COM UNIT RP IN | 292480100 | $387 | 42,053 | 0.0% |
| Babcock & Wilcox Enterpris I(BWEUR) | COM | 05614L100 | $396 | 18,990 | 0.0% |
| Shell Midstream Partners L P | UNIT LTD INT | 822634101 | $399 | 9,609 | 0.0% |
| Putnam MUN Opportunities TR(PMO) | SH BEN INT | 746922103 | $400 | 32,565 | 0.0% |
| Brookfield High Income FD in | COM | 11272P102 | $401 | 58,296 | 0.0% |
| First TR Strategic High Inc | COM SHS NEW | 337353304 | $402 | 36,075 | 0.0% |
| Martin Midstream Prtnrs L P(MMLP) | UNIT L P INT | 573331105 | $407 | 18,768 | 0.0% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $408 | 27,367 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $408 | 17,670 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $412 | 32,599 | 0.0% |
| Nuveen Divid ADV MUN FD 3(NZF) | COM SH BEN INT | 67070X101 | $412 | 28,689 | 0.0% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $414 | 40,402 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $423 | 40,074 | 0.0% |
| Terrapin 3 Acquisition Corp | *W EXP 06/27/201 | 88104P112 | $425 | 1,700,000 | 0.0% |
| Pace Hldgs Corp | CL A | G6865N103 | $432 | 45,000 | 0.0% |
| Western Asset HGH YLD Dfndfd(HYI) | COM | 95768B107 | $434 | 30,798 | 0.0% |
| DCP Midstream Partners LP | COM UT LTD PTN | 23311P100 | $435 | 17,646 | 0.0% |
| MFS MUN Income TR(MFM) | SH BEN INT | 552738106 | $440 | 64,737 | 0.0% |
| Buckeye Partners L P | UNIT LTD PARTN | 118230101 | $441 | 6,687 | 0.0% |
| Communications Sales&leas in | COM | 20341J104 | $441 | 23,600 | 0.0% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $444 | 5,269 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $445 | 70,468 | 0.0% |
| Enbridge Energy Partners L P | COM | 29250R106 | $449 | 19,465 | 0.0% |
| Sunoco Logistics Prtnrs L P | COM UNITS | 86764L108 | $462 | 17,976 | 0.0% |
| Tallgrass Energy Partners LP | COM UNIT | 874697105 | $464 | 11,260 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $464 | 37,133 | 0.0% |
| Hydra Inds Acquisition Corp | RIGHT 99/99/9999 | 448740126 | $464 | 2,000,000 | 0.0% |
| Tesoro Logistics LP | COM UNIT LP | 88160T107 | $465 | 9,250 | 0.0% |