Q4 2015 Holdings
Filed 2016-02-16 | 465 holdings | $9.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Quinpario Acquisition Corp 2 | *W EXP 01/01/202 | 74874U119 | $718 | 3,500,000 | 0.0% |
| Capitol Acquisition Corp III | *W EXP 10/13/202 | 14055M114 | $735 | 1,750,000 | 0.0% |
| Boulevard Acquisition | *W EXP 09/25/202 | 10157Q110 | $747 | 1,867,842 | 0.0% |
| Journal Media Group Inc | COM | 48114A109 | $757 | 62,975 | 0.0% |
| Western Asset Global CP Defi(GDO) | COM | 95790C107 | $758 | 47,967 | 0.0% |
| PJT Partners Inc(PJT) | COM CL A | 69343T107 | $760 | 26,861 | 0.0% |
| Nuveen Global Equity Income | COM | 6706EH103 | $761 | 69,658 | 0.0% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $763 | $1,000,000 | 0.0% |
| Nuveen N C Prem Income MUN F | COM | 67060P100 | $773 | 59,014 | 0.0% |
| IVY High Inc Opportunities F | COM | 465893105 | $774 | 62,494 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $782 | 135,608 | 0.0% |
| Babson Cap GLB SHT Durhgh YL | COM | 05617T100 | $786 | 47,693 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $790 | 67,146 | 0.0% |
| Nuveen MUN Advantage FD Inc | COM | 67062H106 | $792 | 57,163 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $812 | 58,424 | 0.0% |
| HF Finl Corp | COM | 404172108 | $834 | 44,140 | 0.0% |
| TRI Contl Corp(TY) | COM | 895436103 | $837 | 41,814 | 0.0% |
| Nuveen SHT DUR CR OPP FD | COM | 67074X107 | $847 | 57,116 | 0.0% |
| Hutchinson Technology Inc | COM | 448407106 | $850 | 236,795 | 0.0% |
| Mplx LP(MPLX) | COM UNIT REP LTD | 55336V100 | $905 | 23,015 | 0.0% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $924 | 72,775 | 0.0% |
| Nuveen PA Invt Quality MUN F(NQP) | COM | 670972108 | $928 | 67,714 | 0.0% |
| C1 Finl Inc | COM | 12591N109 | $940 | 38,840 | 0.0% |
| Nuveen MUN MKT Opportunity F | COM | 67062W103 | $943 | 68,372 | 0.0% |
| Gores Hldgs Inc | *W EXP 08/13/202 | 382866119 | $945 | 3,500,000 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $974 | $1,000,000 | 0.0% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $988 | 91,015 | 0.0% |
| RMR Real Estate Income Fund | COM | 76970B101 | $998 | 51,771 | 0.0% |
| BlackRock Muniyld Mich Qlty(MIY) | COM | 09254V105 | $1.0K | 71,893 | 0.0% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $1.0K | 71,725 | 0.0% |
| Sirona Dental Systems Inc | COM | 82966C103 | $1.0K | 9,293 | 0.0% |
| WL Ross Hldg Corp | *W EXP 06/11/201 | 92939D112 | $1.0K | 3,105,000 | 0.0% |
| Western Asset Worldwide Inco | COM | 957668106 | $1.0K | 102,570 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $1.1K | 120,675 | 0.0% |
| Pinnacle Entmt Inc | COM | 723456109 | $1.1K | 33,805 | 0.0% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $1.1K | 110,000 | 0.0% |
| Nuveen Select Quality MUN FD | COM | 670973106 | $1.1K | 76,239 | 0.0% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $1.1K | 800 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $1.1K | 108,460 | 0.0% |
| General Amern Invs Inc(GAM) | COM | 368802104 | $1.1K | 34,454 | 0.0% |
| Nuveen MD Prem Income MUN FD | COM | 67061Q107 | $1.1K | 89,978 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $1.2K | 207,148 | 0.0% |
| Wells Fargo Income Opportuni(XEADX) | COM SHS | 94987B105 | $1.2K | 154,685 | 0.0% |
| Prudential SHT Duration HG Y | COM | 74442F107 | $1.2K | 79,467 | 0.0% |
| ARK Restaurants Corp(ARKR) | COM | 040712101 | $1.2K | 50,478 | 0.0% |
| FOX Chase Bancorp Inc New | COM | 35137T108 | $1.2K | 57,654 | 0.0% |
| Central Secs Corp(CET) | COM | 155123102 | $1.2K | 61,769 | 0.0% |
| Nuveen NY AMT Free MUN Incom(NRK) | COM | 670656107 | $1.2K | 90,638 | 0.0% |
| Pulaski Finl Corp | COM | 745548107 | $1.2K | 76,854 | 0.0% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $1.3K | 79,609 | 0.0% |