Q4 2015 Holdings
Filed 2016-02-16 | 465 holdings | $9.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Western Asset MGD HI Incm FD | COM | 95766L107 | $1.3K | 279,421 | 0.0% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $1.3K | $1,000,000 | 0.0% |
| Blackstone GSO LNG Shrt CR I(BGX) | COM SHS BN INT | 09257D102 | $1.3K | 95,163 | 0.0% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $1.3K | 93,342 | 0.0% |
| Prudential GLB SHT DUR HG YL | COM | 74433A109 | $1.3K | 95,079 | 0.0% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $1.3K | 124,904 | 0.0% |
| Starwood Waypoint Residentl | NOTE 4.500%10/1 | 85571WAD1 | $1.4K | $1,350,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $1.4K | $1,575,000 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $1.4K | 129,245 | 0.0% |
| Eaton Vance SH TM DR Divr in(XEVGX) | COM | 27828V104 | $1.4K | 102,305 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $1.4K | 137,696 | 0.0% |
| Nuveen Quality MUN FD Inc | COM | 67062N103 | $1.4K | 105,692 | 0.0% |
| Resource Cap Corp | NOTE 8.000% 1/1 | 76120WAB0 | $1.4K | $1,500,000 | 0.0% |
| Quantum Corp | NOTE 4.500%11/1 | 747906AJ4 | $1.5K | $1,650,000 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $1.6K | 151,195 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $1.6K | 122,272 | 0.0% |
| Communityone Bancorp | COM | 20416Q108 | $1.6K | 121,694 | 0.0% |
| Nuveen Prem Income MUN FD | COM | 67062T100 | $1.7K | 118,780 | 0.0% |
| Nuveen NJ DIV Advantage MUN(NXJ) | COM | 67069Y102 | $1.7K | 124,577 | 0.0% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $1.7K | 131,928 | 0.0% |
| Ntelos Hldgs Corp | COM NEW | 67020Q305 | $1.7K | 187,373 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $1.7K | $1,600,000 | 0.0% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $1.8K | $3,000,000 | 0.0% |
| BlackRock MUN Target Term TR(BTT) | COM SHS BEN IN | 09257P105 | $1.8K | 82,057 | 0.0% |
| Sequential Brnds Group Inc N | COM | 81734P107 | $1.8K | 226,259 | 0.0% |
| BlackRock LTD Duration Inc T(BLW) | COM SHS | 09249W101 | $1.8K | 123,102 | 0.0% |
| Liberator Medical Hldgs Inc | COM | 53012L108 | $1.8K | 547,719 | 0.0% |
| Double Eagle Acquisition COR | COM | G28195124 | $1.9K | 202,500 | 0.0% |
| Furmanite Corporation | COM | 361086101 | $2.0K | 298,953 | 0.0% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $2.0K | $2,725,000 | 0.0% |
| Wells Fargo Multi Sector Inc(ERC) | COM SHS | 94987D101 | $2.0K | 179,660 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $2.1K | 445,011 | 0.0% |
| Vivint Solar Inc(VSLR) | COM | 92854Q106 | $2.1K | 220,143 | 0.0% |
| DOW Chem Co | COM | 260543103 | $2.1K | 41,286 | 0.0% |
| Monarch Financial Holdings I | COM | 60907Q100 | $2.1K | 118,724 | 0.0% |
| Compucredit Hldgs Corp | NOTE 5.875%11/3 | 20478NAD2 | $2.2K | $5,000,000 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $2.2K | 341,510 | 0.0% |
| DT Asia Invts LTD | SHS | G2615J104 | $2.2K | 225,112 | 0.0% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $2.4K | $2,000,000 | 0.0% |
| Cohen & Steers REIT & PFD in(XRNPX) | COM | 19247X100 | $2.4K | 128,535 | 0.0% |
| DEL Taco Restaurants Inc | *W EXP 06/30/202 | 245496112 | $2.4K | 832,350 | 0.0% |
| Alpine Global Premier Pptys | COM SBI | 02083A103 | $2.4K | 421,806 | 0.0% |
| Invacare Corp | SDCV 4.125% 2/0 | 461203AD3 | $2.6K | $2,500,000 | 0.0% |
| Campus Crest Cmntys Inc | COM | 13466Y105 | $2.6K | 378,506 | 0.0% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $2.6K | 20,000 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $2.7K | 346,831 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $2.7K | 495,752 | 0.0% |
| Istar Inc | NOTE 3.000%11/1 | 45031UBR1 | $2.8K | $2,600,000 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $2.8K | 200,796 | 0.0% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $2.9K | $2,125,000 | 0.0% |