Q4 2015 Holdings
Filed 2016-02-16 | 465 holdings | $9.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wausau Paper Corp | COM | 943315101 | $2.9K | 286,120 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $2.9K | 411,894 | 0.0% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $3.0K | $2,575,000 | 0.0% |
| Blackstone GSO Strategic CR(BGB) | COM SHS BEN IN | 09257R101 | $3.0K | 224,112 | 0.0% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $3.2K | $1,750,000 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $3.2K | 409,998 | 0.0% |
| BlackRock Core BD TR(BHK) | SHS BEN INT | 09249E101 | $3.3K | 263,622 | 0.0% |
| Ezcorp Inc | NOTE 2.125% 6/1 | 302301AB2 | $3.4K | $4,925,000 | 0.0% |
| Phoenix COS Inc New | COM NEW | 71902E604 | $3.4K | 92,575 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $3.4K | 278,877 | 0.0% |
| C B Pharma Acquisition Corp | SHS | G2029P126 | $3.5K | 350,000 | 0.0% |
| Pimco Dynamic CR Income FD | COM SHS | 72202D106 | $3.5K | 193,442 | 0.0% |
| News Corp New(NWSA) | CL A | 65249B109 | $3.5K | 265,042 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $3.6K | 370,936 | 0.0% |
| Cohen & Steers Quality Rlty(RQI) | COM | 19247L106 | $3.7K | 304,258 | 0.0% |
| Gain Cap Hldgs Inc | NOTE 4.125%12/0 | 36268WAB6 | $3.8K | $3,775,000 | 0.0% |
| Liberty Broadband Corp(LBRDA) | COM SER A | 530307107 | $3.8K | 74,027 | 0.0% |
| Ocata Therapeutics Inc | COM | 67457L100 | $4.1K | 483,046 | 0.0% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $4.1K | 415,000 | 0.0% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $4.1K | 323,391 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $4.2K | $4,900,000 | 0.0% |
| 1347 Cap Corp | COM | 68245V103 | $4.4K | 450,540 | 0.0% |
| Capitol Acquisition Corp III | COM | 14055M106 | $4.5K | 475,000 | 0.0% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $4.6K | 50,000 | 0.0% |
| Monster Worldwide Inc | NOTE 3.500%10/1 | 611742AB3 | $4.9K | $3,825,000 | 0.0% |
| Lumentum Hldgs Inc(LITE) | COM | 55024U109 | $4.9K | 224,177 | 0.1% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $5.1K | 500,000 | 0.1% |
| Herbalife LTD(HLF) | COM USD SHS | G4412G101 | $5.1K | 94,882 | 0.1% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $5.2K | $3,400,000 | 0.1% |
| Blount Intl Inc New | COM | 095180105 | $5.3K | 535,672 | 0.1% |
| Barington Hilco Acquisition | COM | 06759V101 | $5.3K | 545,520 | 0.1% |
| Citrix SYS Inc(CTXSEUR) | COM | 177376100 | $5.6K | 74,402 | 0.1% |
| One Gas Inc(OGS) | COM | 68235P108 | $5.7K | 113,753 | 0.1% |
| Gores Hldgs Inc | CL A | 382866101 | $5.7K | 600,000 | 0.1% |
| Metro Bancorp Inc PA | COM | 59161R101 | $5.9K | 188,231 | 0.1% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $6.1K | $4,500,000 | 0.1% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $6.2K | $7,050,000 | 0.1% |
| Fidelity & GTY Life | COM | 315785105 | $6.6K | 258,591 | 0.1% |
| Urban Edge Pptys(UE) | COM | 91704F104 | $6.6K | 280,071 | 0.1% |
| Moduslink Global Solutions I | NOTE 5.250% 3/0 | 60786LAB3 | $6.6K | $8,500,000 | 0.1% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $6.6K | $7,075,000 | 0.1% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $6.9K | $11,122,000 | 0.1% |
| Telecommunication SYS Inc | CL A | 87929J103 | $6.9K | 1,395,360 | 0.1% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $7.1K | 734,895 | 0.1% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $7.2K | $8,250,000 | 0.1% |
| Sequenom Inc | NOTE 5.000% 1/0 | 817337AC2 | $7.2K | $9,450,000 | 0.1% |
| Cowen Group Inc New | NOTE 3.000% 3/1 | 223622AB7 | $7.3K | $7,600,000 | 0.1% |
| Paypal Hldgs Inc(PYPL) | COM | 70450Y103 | $7.6K | 209,368 | 0.1% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $7.6K | 52,875 | 0.1% |
| California RES Corp | COM | 13057Q107 | $7.6K | 3,276,510 | 0.1% |