Q1 2016 Holdings
Filed 2016-05-16 | 86 holdings | $6.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $5.7M | 72,664 | 91.6% |
| Soufun Hldgs LTD | NOTE 2.000%12/1 | 836034AB4 | $48.8K | $50,000,000 | 0.8% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $42.4K | 6,990,295 | 0.7% |
| Qihoo 360 Technology Co LTD | NOTE 2.500% 9/1 | 74734MAB5 | $40.0K | $40,000,000 | 0.6% |
| Youku Tudou Inc | SPONSORED ADR | 98742U100 | $37.8K | 1,376,057 | 0.6% |
| Qihoo 360 Technology Co LTD | ADS | 74734M109 | $35.1K | 464,556 | 0.6% |
| Direxion SHS ETF TR(CHADUSD) | CSI300 CHINA1X | 25459Y116 | $29.9K | 693,720 | 0.5% |
| Sony Corp(SONY) | ADR NEW | 835699307 | $26.1K | 1,016,600 | 0.4% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $25.7K | $20,000,000 | 0.4% |
| Homeinns Hotel Group | SPONSORED ADR | 43742E102 | $22.7K | 636,590 | 0.4% |
| Airmedia Group Inc | SPONSORED ADR | 009411109 | $11.1K | 1,974,006 | 0.2% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADR | 606822104 | $10.4K | 2,240,768 | 0.2% |
| Nomura Hldgs Inc(NMR) | SPONSORED ADR | 65535H208 | $10.0K | 2,236,700 | 0.2% |
| Carnival Corp(CCL) | PAIRED CTF | 143658300 | $9.6K | 181,159 | 0.2% |
| 21Vianet Group Inc(VNET) | SPONSORED ADR | 90138A103 | $8.3K | 418,004 | 0.1% |
| Terraform PWR Inc | CL A COM | 88104R100 | $7.8K | 900,000 | 0.1% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $7.7K | 2,563,310 | 0.1% |
| China Unicom (Hong Kong) LTD | SPONSORED ADR | 16945R104 | $7.6K | 573,796 | 0.1% |
| Honda Motor LTD(HMC) | AMERN SHS | 438128308 | $6.7K | 244,730 | 0.1% |
| Ikang Healthcare Group Inc | SPONSORED ADR | 45174L108 | $6.6K | 304,106 | 0.1% |
| E House China Hldgs LTD | ADR | 26852W103 | $6.4K | 1,028,077 | 0.1% |
| Posco(PKX) | SPONSORED ADR | 693483109 | $6.4K | 133,048 | 0.1% |
| Bona Film Group LTD | SPONSORED ADS | 09777B107 | $6.3K | 464,514 | 0.1% |
| HSBC Hldgs PLC(HBC2) | SPON ADR NEW | 404280406 | $5.6K | 179,256 | 0.1% |
| Baidu Inc(BIDUN) | SPON ADR REP A | 056752108 | $5.3K | 28,000 | 0.1% |
| Calamos Conv OPP and Inc FD(CHI) | SH BEN INT | 128117108 | $5.2K | 551,446 | 0.1% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $5.1K | 35,399 | 0.1% |
| Vanguard BD Index FD Inc(BND) | TOTAL BND MRKT | 921937835 | $5.1K | 61,000 | 0.1% |
| JD COM Inc(JD) | SPON ADR CL A | 47215P106 | $5.0K | 190,000 | 0.1% |
| Multi Fineline Electronix in | COM | 62541B101 | $5.0K | 214,652 | 0.1% |
| YY Inc | ADS REPCOM CLA | 98426T106 | $4.5K | 73,636 | 0.1% |
| Ingram Micro Inc | CL A | 457153104 | $4.0K | 110,200 | 0.1% |
| Ishares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $3.8K | 700,000 | 0.1% |
| Allianzgi Conv & Income FD | COM | 018828103 | $3.4K | 617,481 | 0.1% |
| Petrochina Co LTD | SPONSORED ADR | 71646E100 | $3.4K | 51,107 | 0.1% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $3.3K | 317,750 | 0.1% |
| E-Commerce China Dangdang in | SPN ADS COM A | 26833A105 | $3.2K | 445,194 | 0.1% |
| Ryanair Hldgs PLC(RYAAY) | SPONSORED ADR NE | 783513203 | $3.1K | 36,269 | 0.0% |
| Vipshop Hldgs LTD(VIPS) | SPONSORED ADR | 92763W103 | $3.0K | 234,351 | 0.0% |
| Calamos Dynamic Conv & Incom(CCD) | COM | 12811V105 | $2.9K | 168,935 | 0.0% |
| Momo Inc | ADR | 60879B107 | $2.8K | 252,500 | 0.0% |
| Zhaopin LTD | SPONSORED ADR | 98954L103 | $2.8K | 177,190 | 0.0% |
| LG Display Co LTD(LPL) | SPONS ADR REP | 50186V102 | $2.7K | 232,926 | 0.0% |
| Western Asset Emrg MKT Debt(XEMDX) | COM | 95766A101 | $2.6K | 176,500 | 0.0% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $2.4K | 340,000 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $2.3K | 457,255 | 0.0% |
| Autohome Inc(ATHM) | SP ADR RP CL A | 05278C107 | $2.2K | 77,451 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $2.1K | 427,724 | 0.0% |
| Ishares TR(IWM)Call | RUSSELL 2000 ETF | 464287655 | $2.1K | 900,000 | 0.0% |
| Morgan Stanley EM Mkts DM de(EDD) | COM | 617477104 | $1.9K | 243,131 | 0.0% |