Q2 2016 Holdings
Filed 2016-08-09 | 1118 holdings | $12.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DXI Energy Inc | COM | 23286A104 | $1 | 10,000 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $5 | 16,627 | 0.0% |
| Liberty Interactive LLC | DEB 0.750% 3/3 | 530610AC8 | $5 | $12,000 | 0.0% |
| Timmins Gold Corp | COM | 88741P103 | $8 | 20,000 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $8 | 10,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $10 | $10,000 | 0.0% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $11 | $10,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $13 | $13,000 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $14 | $14,000 | 0.0% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $14 | $13,000 | 0.0% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $14 | $12,000 | 0.0% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $15 | $15,000 | 0.0% |
| Ryland Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $17 | $13,000 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $18 | 10,033 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $19 | $16,000 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $19 | 19,623 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $19 | $19,000 | 0.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $19 | $12,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $20 | $18,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $24 | $21,000 | 0.0% |
| Linkedin Corp | NOTE 0.500%11/0 | 53578AAB4 | $26 | $26,000 | 0.0% |
| MFS Intermediate High Inc FD(CIF) | SH BEN INT | 59318T109 | $27 | 10,888 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $28 | $22,000 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $29 | 25,412 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $29 | 20,047 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $31 | 14,168 | 0.0% |
| Rait Financial Trust | COM NEW | 749227609 | $32 | 10,602 | 0.0% |
| Navios Maritime Acquis Corp | SHS | Y62159101 | $32 | 21,600 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $33 | $28,000 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $34 | 20,172 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $41 | 40,000 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $42 | 13,064 | 0.0% |
| Genworth Finl Inc(GNW) | COM CL A | 37247D106 | $42 | 17,680 | 0.0% |
| Idera Pharmaceuticals Inc | COM NEW | 45168K306 | $44 | 27,200 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $49 | 18,578 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $51 | 10,966 | 0.0% |
| Delcath SYS Inc | COM NEW | 24661P401 | $52 | 206,670 | 0.0% |
| Sunopta Inc(STKL) | COM | 8676EP108 | $53 | 11,492 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $54 | 13,773 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $56 | 14,900 | 0.0% |
| Republic First Bancorp Inc(FRBKQ) | COM | 760416107 | $57 | 13,437 | 0.0% |
| Weatherford Intl PLC(WFRD) | ORD SHS | G48833100 | $59 | 10,848 | 0.0% |
| Royal BK Scotland Group PLC | SPONS ADR 2 ORD | 780097689 | $63 | 15,218 | 0.0% |
| Orasure Technologies Inc(OSUR) | COM | 68554V108 | $64 | 10,200 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $69 | 12,216 | 0.0% |
| Psivida Corp | COM | 74440J101 | $69 | 22,700 | 0.0% |
| BlackRock Intl Grwth & Inc T(XBGYX) | COM BENE INTER | 092524107 | $69 | 12,325 | 0.0% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $72 | 12,516 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $73 | 39,692 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $73 | 10,800 | 0.0% |