Q2 2016 Holdings
Filed 2016-08-12 | 2102 holdings | $169.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $14 | $14,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $14 | $15,000 | 0.0% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $15 | $15,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $15 | 948,763 | 0.0% |
| RTW Hldgs Inc | NOTE 5.625%11/1 | 749772AB5 | $15 | $15,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $15 | $15,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $15 | 14,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $15 | 16,000 | 0.0% |
| Amgen Inc(AMGN)Call | COM | 031162100 | $15 | 100 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $16 | $15,000 | 0.0% |
| Huron Consulting Group Inc | NOTE 1.250%10/0 | 447462AB8 | $16 | $16,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $16 | 17,000 | 0.0% |
| Vaneck Vectors ETF TR(SMH) | SEMICONDUCTOR ET | 92189F676 | $17 | 290 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $17 | $15,000 | 0.0% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $18 | $18,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $18 | $17,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $18 | $17,000 | 0.0% |
| Anadarko Pete Corp(APC3EUR) | COM | 032511107 | $19 | 350 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $19 | $20,000 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $20 | $21,000 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $20 | $17,000 | 0.0% |
| Murphy Oil Corp(MUR) | COM | 626717102 | $20 | 616 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $21 | $21,000 | 0.0% |
| Credit Suisse AG Nassau BRH | VELSHS DLY SHTRM | 22539T423 | $22 | 10,000 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $22 | $20,000 | 0.0% |
| Baker Hughes Inc | COM | 057224107 | $23 | 500 | 0.0% |
| Ishares Silver Trust(SLV) | ISHARES | 46428Q109 | $23 | 1,300 | 0.0% |
| Galena Biopharma IncCall | COM | 363256108 | $23 | 50,000 | 0.0% |
| First Horizon Natl Corp(FHN) | COM | 320517105 | $24 | 1,712 | 0.0% |
| Dollar Tree Inc(DLTR) | COM | 256746108 | $24 | 250 | 0.0% |
| AIR Methods Corp | COM PAR $.06 | 009128307 | $24 | 681 | 0.0% |
| American WTR WKS Co Inc New(AWK) | COM | 030420103 | $25 | 300 | 0.0% |
| Synta Pharmaceuticals Corp | COM | 87162T206 | $26 | 100,000 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $26 | 2,334 | 0.0% |
| Spirit Rlty Cap Inc NewCall | COM | 84860W102 | $26 | 2,000 | 0.0% |
| Tractor Supply Co(TSCO)Put | COM | 892356106 | $27 | 300 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $30 | $31,000 | 0.0% |
| Micron Technology Inc(MU) | COM | 595112103 | $33 | 2,411 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $33 | $33,000 | 0.0% |
| Exco Resources Inc | COM | 269279402 | $33 | 25,700 | 0.0% |
| Oncobiologics Inc | *W EXP 02/18/201 | 68235M113 | $36 | 79,347 | 0.0% |
| Tronox LTDPut | SHS CL A | Q9235V101 | $36 | 8,100 | 0.0% |
| Oncobiologics Inc | *W EXP 05/18/201 | 68235M121 | $36 | 79,347 | 0.0% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $41 | $35,000 | 0.0% |
| Oshkosh Corp(OSK) | COM | 688239201 | $42 | 878 | 0.0% |
| Mylan N VCall | SHS EURO | N59465109 | $43 | 1,000 | 0.0% |
| Exco Resources IncPut | COM | 269279402 | $44 | 33,700 | 0.0% |
| ZIX Corp(ZIXI) | COM | 98974P100 | $44 | 11,861 | 0.0% |
| Intl Paper Co(IP) | COM | 460146103 | $44 | 1,050 | 0.0% |
| Albemarle Corp(ALB) | COM | 012653101 | $45 | 564 | 0.0% |