Q2 2016 Holdings
Filed 2016-08-15 | 387 holdings | $13.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $8 | 116,185 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $27 | 545,520 | 0.0% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $28 | 23,450 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $40 | 17,980 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $45 | 10,026,149 | 0.0% |
| Origo Acquisition Corp | RIGHT 12/12/2016 | G67789134 | $46 | 350,000 | 0.0% |
| AR Cap Acquisition Corp | *W EXP 10/06/201 | 00191R117 | $53 | 750,000 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $65 | 545,520 | 0.0% |
| Brookfield High Income FD in | COM | 11272P102 | $73 | 10,081 | 0.0% |
| Vanguard NAT RES LLC | COM UNIT | 92205F106 | $76 | 54,023 | 0.0% |
| DT Asia Invts LTD | RIGHT 03/30/2016 | G2615J112 | $83 | 225,112 | 0.0% |
| Silver RUN Acquisition Corp | *W EXP 02/23/202 | 82811P119 | $83 | 72,500 | 0.0% |
| Pacific SPL Acquisition Corp | RIGHT 03/15/2017 | G68588113 | $87 | 415,000 | 0.0% |
| Arowana Inc | RIGHT 01/01/2017 | G05011120 | $103 | 800,000 | 0.0% |
| Pangaea Logistics Solution L(PANL) | SHS | G6891L105 | $113 | 46,772 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $130 | 500,600 | 0.0% |
| Formfactor Inc(FORM) | COM | 346375108 | $136 | 15,168 | 0.0% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $150 | 500,600 | 0.0% |
| Allianzgi NFJ Divid INT & PR | COM | 01883A107 | $157 | 12,764 | 0.0% |
| First TR Strategic High Inc | COM SHS NEW | 337353304 | $163 | 13,642 | 0.0% |
| Lazard GLB TTL Ret&incm FD I(XLGIX) | COM | 52106W103 | $170 | 12,992 | 0.0% |
| Wells Fargo Global Dividend(EOD) | WF GLOBAL OPPTY | 94987C103 | $184 | 30,882 | 0.0% |
| Clough Global Equity FD(XGLQX) | COM | 18914C100 | $206 | 19,275 | 0.0% |
| Global Partner Acquisition C | *W EXP 07/01/202 | 37954X113 | $224 | 1,068,000 | 0.0% |
| Terrapin 3 Acquisition Corp | *W EXP 06/27/201 | 88104P112 | $228 | 1,428,000 | 0.0% |
| Advent Claymore CV Secs & in(AVK) | COM | 00764C109 | $228 | 16,366 | 0.0% |
| Teekay LNG Partners L P(TK) | PRTNRSP UNITS | Y8564M105 | $229 | 20,319 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $237 | 2,785,000 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $238 | 32,429 | 0.0% |
| Putman High Income SEC Fund | SHS BEN INT | 746779107 | $249 | 32,506 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $261 | 26,896 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $267 | $275,000 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $274 | 38,983 | 0.0% |
| Cone Midstream Partners LP | COM UNIT REPST | 206812109 | $284 | 16,400 | 0.0% |
| Hydra Inds Acquisition Corp | RIGHT 99/99/9999 | 448740126 | $310 | 2,000,000 | 0.0% |
| Interval Leisure Group Inc | COM | 46113M108 | $313 | 19,706 | 0.0% |
| Shell Midstream Partners L P | UNIT LTD INT | 822634101 | $325 | 9,609 | 0.0% |
| Harmony Merger Corp | *W EXP 01/01/202 | 413247123 | $326 | 1,631,880 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $336 | 30,720 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $340 | 32,878 | 0.0% |
| Sprott Focus TR Inc(FUND) | COM | 85208J109 | $344 | 53,638 | 0.0% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $344 | 27,121 | 0.0% |
| Eaton Vance SH TM DR Divr in(XEVGX) | COM | 27828V104 | $355 | 26,296 | 0.0% |
| Hydra Inds Acquisition Corp | *W EXP 10/20/202 | 448740118 | $360 | 2,000,000 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $373 | 31,873 | 0.0% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $385 | 36,039 | 0.0% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $410 | $600,000 | 0.0% |
| Western Asset GLB Ptnrs Inco | COM | 95766G108 | $414 | 48,287 | 0.0% |
| Gain Cap Hldgs Inc | NOTE 4.125%12/0 | 36268WAB6 | $415 | $450,000 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $420 | 45,033 | 0.0% |