Q2 2016 Holdings
Filed 2016-08-15 | 387 holdings | $13.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wells Fargo Multi Sector Inc(ERC) | WF MLT SECTR INC | 94987D101 | $616 | 48,671 | 0.0% |
| PJT Partners Inc(PJT) | COM CL A | 69343T107 | $618 | 26,861 | 0.0% |
| Barnes & Noble ED Inc(BNEDUSD) | COM | 06777U101 | $621 | 61,196 | 0.0% |
| Symmetry Surgical Inc | COM | 87159G100 | $622 | 47,366 | 0.0% |
| Great Westn Bancorp Inc(GWB) | COM | 391416104 | $628 | 19,927 | 0.0% |
| Energy Transfer Prtnrs L P | UNIT LTD PARTN | 29273R109 | $632 | 16,605 | 0.0% |
| Laporte Bancorp Inc MD | COM | 516651106 | $634 | 38,851 | 0.0% |
| Moduslink Global Solutions I | NOTE 5.250% 3/0 | 60786LAB3 | $641 | $900,000 | 0.0% |
| Alpine Global Dynamic Divd F | COM NEW | 02082E205 | $641 | 75,821 | 0.0% |
| SPX Corp | COM | 784635104 | $642 | 43,234 | 0.0% |
| Hennessy Cap Acquisition COR | *W EXP 07/28/202 | 42588J118 | $648 | 1,028,837 | 0.0% |
| Brookfield Globl Listed Infr | COM SHS | 11273Q109 | $648 | 49,250 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $648 | 810,000 | 0.0% |
| Boardwalk Pipeline Partners | UT LTD PARTNER | 096627104 | $649 | 37,202 | 0.0% |
| Manitowoc Foodservice Inc | COM | 563568104 | $650 | 36,879 | 0.0% |
| Williams Partners L P New | COM UNIT LTD PAR | 96949L105 | $656 | 18,936 | 0.0% |
| Macquarie Glbl Infra Totl RE | COM | 55608D101 | $657 | 30,696 | 0.0% |
| Silver STD RES Inc | COM | 82823L106 | $680 | 52,629 | 0.0% |
| Magellan Midstream Prtnrs LP(WEP) | COM UNIT RP LP | 559080106 | $681 | 8,957 | 0.0% |
| Oneok Partners LP | UNIT LTD PARTN | 68268N103 | $683 | 17,057 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $693 | 62,919 | 0.0% |
| TRI Contl Corp(TY) | COM | 895436103 | $707 | 34,438 | 0.0% |
| Alpine Total Dynamic Divid F | COM SH BEN INT N | 021060207 | $726 | 100,037 | 0.0% |
| Skullcandy Inc | COM | 83083J104 | $754 | 122,831 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $773 | 67,597 | 0.0% |
| Mplx LP(MPLX) | COM UNIT REP LTD | 55336V100 | $774 | 23,015 | 0.0% |
| Hutchinson Technology Inc | COM | 448407106 | $803 | 236,795 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $809 | 27,660 | 0.0% |
| Transmontaigne Partners L P | COM UNIT L P | 89376V100 | $827 | 20,121 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $835 | 151,205 | 0.0% |
| Gores Hldgs Inc | *W EXP 08/13/202 | 382866119 | $844 | 3,375,000 | 0.0% |
| BlackRock Core BD TR(BHK) | SHS BEN INT | 09249E101 | $899 | 64,340 | 0.0% |
| Targa RES Corp(TRGP) | COM | 87612G101 | $911 | 21,613 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $918 | 78,024 | 0.0% |
| Manitowoc Inc | COM | 563571108 | $930 | 170,694 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $931 | $1,000,000 | 0.0% |
| RMR Real Estate Income Fund | COM | 76970B101 | $1.1K | 50,980 | 0.0% |
| Your Cmnty Bankshares Inc | COM | 98779U106 | $1.1K | 29,529 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $1.1K | 79,814 | 0.0% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $1.1K | 800 | 0.0% |
| General Amern Invs Inc(GAM) | COM | 368802104 | $1.1K | 36,364 | 0.0% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $1.1K | $1,000,000 | 0.0% |
| DEL Taco Restaurants Inc | *W EXP 06/30/202 | 245496112 | $1.1K | 579,250 | 0.0% |
| Central Secs Corp(CET) | COM | 155123102 | $1.1K | 57,681 | 0.0% |
| Cohen & Steers REIT & PFD in(XRNPX) | COM | 19247X100 | $1.2K | 58,201 | 0.0% |
| Quantum Corp | NOTE 4.500%11/1 | 747906AJ4 | $1.2K | $1,650,000 | 0.0% |
| Nexeo Solutions Inc | *W EXP 06/09/202 | 65342H110 | $1.3K | 1,947,000 | 0.0% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $1.3K | $1,450,000 | 0.0% |
| Resource America Inc | CL A | 761195205 | $1.4K | 140,353 | 0.0% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $1.4K | $1,250,000 | 0.0% |