Q4 2013 Holdings
Filed 2016-09-09 | 178 holdings | $7.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| LGL Group Inc(LGL) | COM | 50186A108 | $1 | 12,650 | 0.0% |
| U S Geothermal Inc | COM | 90338S102 | $6 | 15,000 | 0.0% |
| Energizer Hldgs Inc | COM | 29266R108 | $12 | 62,096 | 0.0% |
| Nevada Gold & Casinos Inc | COM NEW | 64126Q206 | $23 | 17,000 | 0.0% |
| Paramount Gold & Silver Corp | COM | 69924P102 | $28 | 30,000 | 0.0% |
| Windstream Hldgs Inc | COM | 97382A101 | $56 | 10,017 | 0.0% |
| FX Energy Inc | COM | 302695101 | $59 | 16,000 | 0.0% |
| Dreyfus Strategic Muns Inc | COM | 261932107 | $99 | 13,000 | 0.0% |
| UQM Technologies Inc | COM | 903213106 | $105 | 48,913 | 0.0% |
| Nuveen Mass Amt-Free MUN Inc | COM | 67072F108 | $117 | 11,700 | 0.0% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $129 | 11,819 | 0.0% |
| Nuveen NY Divid Advntg MUN F(NAN) | COM | 67066X107 | $131 | 13,025 | 0.0% |
| Wells Fargo Advantage Income(XEADX) | COM SHS | 94987B105 | $133 | 14,485 | 0.0% |
| Revolution Lighting Technolo | COM | 76155G107 | $141 | 41,100 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $144 | 16,000 | 0.0% |
| Cimatron LTD | ORD | M23798107 | $149 | 16,525 | 0.0% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $155 | 21,691 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $162 | 24,400 | 0.0% |
| American Cap LTD | COM | 02503Y103 | $182 | 11,657 | 0.0% |
| Sonus Networks Inc | COM | 835916107 | $187 | 59,400 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $190 | 12,600 | 0.0% |
| New York Cmnty Bancorp Inc(NYCBEUR) | COM | 649445103 | $191 | 11,350 | 0.0% |
| Tyson Foods Inc(TSN) | CL A | 902494103 | $201 | 6,016 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $201 | 25,280 | 0.0% |
| Ship Finance International L | SHS | G81075106 | $202 | 12,318 | 0.0% |
| Philip Morris Intl Inc(PM) | COM | 718172109 | $203 | 2,332 | 0.0% |
| Columbia BKG SYS Inc(COLB) | COM | 197236102 | $205 | 7,442 | 0.0% |
| Glaxosmithkline PLC | SPONSORED ADR | 37733W105 | $209 | 3,906 | 0.0% |
| Ishares(STIP) | 0-5 YR TIPS ETF | 46429B747 | $211 | 2,090 | 0.0% |
| JPMorgan Chase & Co(AMJEUR) | ALERIAN ML ETN | 46625H365 | $223 | 4,801 | 0.0% |
| Aflac Inc(AFL) | COM | 001055102 | $223 | 3,341 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $234 | 3,057 | 0.0% |
| Melco Crown Entmt LTD(MLCO) | ADR | 585464100 | $235 | 6,000 | 0.0% |
| Tibco Software Inc | COM | 88632Q103 | $236 | 10,500 | 0.0% |
| Nuveen Conn Prem Income MUN | COM | 67060D107 | $239 | 23,900 | 0.0% |
| Spdr Series Trust(SDY) | S&P DIVID ETF | 78464A763 | $245 | 3,372 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $246 | 24,664 | 0.0% |
| Ishares(IJR) | CORE S&P SCP ETF | 464287804 | $246 | 2,254 | 0.0% |
| Ishares(IWP) | RUS MD CP GR ETF | 464287481 | $255 | 3,027 | 0.0% |
| Vanguard NAT RES LLC | COM UNIT | 92205F106 | $260 | 8,796 | 0.0% |
| Onebeacon Insurance Group LT | CL A | G67742109 | $262 | 16,540 | 0.0% |
| Vanguard Index FDS(VOT) | MCAP GR IDXVIP | 922908538 | $264 | 2,928 | 0.0% |
| Resource Cap Corp | COM | 76120W302 | $270 | 4,025 | 0.0% |
| Texas Instrs Inc(TXN) | COM | 882508104 | $272 | 6,205 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $273 | 3,470 | 0.0% |
| Equifax Inc(EFX) | COM | 294429105 | $276 | 4,000 | 0.0% |
| Oracle Corp(ORCL) | COM | 68389X105 | $279 | 7,285 | 0.0% |
| Bank Montreal QUE(BMO) | COM | 063671101 | $285 | 4,269 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $293 | 56,275 | 0.0% |
| Broadcom Corp | CL A | 111320107 | $295 | 9,937 | 0.0% |