Q3 2016 Holdings
Filed 2016-10-20 | 159 holdings | $2.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $86.9K | $84,930,000 | 3.9% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $66.4K | $24,257,000 | 3.0% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $65.8K | $21,943,000 | 3.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $63.8K | $33,848,000 | 2.9% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $59.9K | $50,929,000 | 2.7% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $56.8K | $44,363,000 | 2.6% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $51.4K | $22,806,000 | 2.3% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $47.1K | $37,920,000 | 2.1% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $46.2K | $39,422,000 | 2.1% |
| Comstock RES Inc | NOTE 9.500% 6/1 | 205768AN4 | $45.6K | $62,034,000 | 2.1% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $44.7K | $37,111,000 | 2.0% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $43.0K | $36,350,000 | 1.9% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $39.4K | $24,850,000 | 1.8% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $39.3K | $41,274,000 | 1.8% |
| American Tower Corp New | PFD CONV SER A | 03027X308 | $37.5K | 337,742 | 1.7% |
| Comstock RES Inc | NOTE 7.750% 4/0 | 205768AM6 | $37.3K | $50,775,000 | 1.7% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $36.9K | $25,875,000 | 1.7% |
| Stone Energy Corp | NOTE 1.750% 3/0 | 861642AN6 | $36.2K | $61,045,000 | 1.6% |
| Helix Energy Solutions GRP I | NOTE 3.250% 3/1 | 42330PAG2 | $34.7K | $36,763,000 | 1.6% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $34.2K | $25,068,000 | 1.5% |
| Tyson Foods Inc | UNIT 99/99/9999 | 902494301 | $33.8K | 410,838 | 1.5% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $33.7K | 41,165 | 1.5% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $33.6K | $28,087,000 | 1.5% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $33.3K | $26,207,000 | 1.5% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $32.8K | $9,640,000 | 1.5% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $32.5K | $27,343,000 | 1.5% |
| Crown Castle Intl Corp New | CNV PFD STK SR A | 22822V200 | $31.0K | 274,651 | 1.4% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $30.8K | $22,957,000 | 1.4% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $29.3K | $29,722,000 | 1.3% |
| Stanley Black & Decker Inc | UNIT 11/17/20166 | 854502804 | $29.0K | 229,434 | 1.3% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $27.2K | $15,490,000 | 1.2% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $26.3K | $22,045,000 | 1.2% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $26.2K | 1,795,140 | 1.2% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $25.8K | $22,976,000 | 1.2% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $25.4K | $20,821,000 | 1.1% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $24.6K | $22,543,000 | 1.1% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $24.4K | $15,282,000 | 1.1% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $24.2K | $18,798,000 | 1.1% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $23.5K | $23,083,000 | 1.1% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $23.5K | $21,453,000 | 1.1% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $22.5K | $18,832,000 | 1.0% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $21.3K | 169,400 | 1.0% |
| Nuveen Enhanced MUN Credit O(NZF) | COM SH BEN INT | 67070X101 | $21.0K | 1,335,931 | 0.9% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $20.1K | $17,718,000 | 0.9% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $20.1K | $20,784,000 | 0.9% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $19.5K | $17,331,000 | 0.9% |
| Nuveen Enhanced AMT Free MUN(NVG) | COM | 67071L106 | $18.2K | 1,130,278 | 0.8% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $17.0K | $15,000,000 | 0.8% |
| Putnam MUN Opportunities TR(PMO) | SH BEN INT | 746922103 | $16.5K | 1,234,990 | 0.7% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $16.3K | $17,182,000 | 0.7% |