Q3 2016 Holdings
Filed 2016-10-28 | 1876 holdings | $7.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ebay Inc(EBAY) | COM | 278642103 | $4 | 122 | 0.0% |
| Cypress Semiconductor CorpCall | CALL | 232806909 | $4 | 1,000 | 0.0% |
| Zogenix Inc | COM NEW | 98978L204 | $4 | 342 | 0.0% |
| Clean Energy Fuels Corp(CLNE) | COM | 184499101 | $4 | 800 | 0.0% |
| Allianzgi Equity & Conv Inco | COM | 018829101 | $4 | 200 | 0.0% |
| Aircastle LTD(AYR) | COM | G0129K104 | $4 | 200 | 0.0% |
| B/E Aerospace Inc | COM | 073302101 | $4 | 78 | 0.0% |
| Codexis Inc(CDXS) | COM | 192005106 | $4 | 1,000 | 0.0% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $4 | 66 | 0.0% |
| Alliance Data Systems Corp(BFH) | COM | 018581108 | $4 | 20 | 0.0% |
| UBS AG London BRH | ETRACS MNT ETN | 90274D838 | $4 | 200 | 0.0% |
| Xerox Corp | COM | 984121103 | $4 | 426 | 0.0% |
| Visionchina Media Inc | SPON ADR NEW | 92833U202 | $5 | 800 | 0.0% |
| Dexcom Inc(DXCM) | COM | 252131107 | $5 | 59 | 0.0% |
| Conatus Pharmaceuticals Inc(CNATEUR) | COM | 20600T108 | $5 | 2,500 | 0.0% |
| Enbridge Inc(ENB) | COM | 29250N105 | $5 | 121 | 0.0% |
| Tesoro Logistics LP | COM UNIT LP | 88160T107 | $5 | 100 | 0.0% |
| Tesla Mtrs IncCall | CALL | 88160R901 | $5 | 400 | 0.0% |
| Terra Nitrogen Co L P | COM UNIT | 881005201 | $5 | $43 | 0.0% |
| Sabre Corp(SABR) | COM | 78573M104 | $5 | 180 | 0.0% |
| Vanguard World FDS(VAW) | MATERIALS ETF | 92204A801 | $5 | 50 | 0.0% |
| Cpfl Energia S A | SPONSORED ADR | 126153105 | $5 | 316 | 0.0% |
| DUN & Bradstreet Corp del NE | COM | 26483E100 | $5 | 35 | 0.0% |
| DR Reddys Labs LTD(RDY) | ADR | 256135203 | $5 | 100 | 0.0% |
| US Foods Hldg Corp(USFD) | COM | 912008109 | $5 | 200 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $5 | 907 | 0.0% |
| Discovery Communicatns New(DISCKUSD) | COM SER C | 25470F302 | $5 | 200 | 0.0% |
| Discovery Communicatns New(DISCAUSD) | COM SER A | 25470F104 | $5 | 200 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $5 | 1,600 | 0.0% |
| Vivus Inc | COM | 928551100 | $5 | 4,000 | 0.0% |
| Signature BK New York N YCall | CALL | 82669G904 | $5 | 600 | 0.0% |
| Skywest Inc(SKYW) | COM | 830879102 | $5 | 200 | 0.0% |
| Smith & Nephew PLC(SNN) | SPDN ADR NEW | 83175M205 | $5 | 160 | 0.0% |
| Dipexium Pharmaceuticals Inc | COM | 25456J104 | $5 | 350 | 0.0% |
| BHP Billiton PLCCall | CALL | 05545E909 | $5 | 1,500 | 0.0% |
| Alps ETF TR(ENFR) | ALERIAN ENERGY | 00162Q676 | $5 | 200 | 0.0% |
| Grainger W W Inc(GWW) | COM | 384802104 | $5 | 23 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $5 | 4,900 | 0.0% |
| Intuitive Surgical Inc(ISRG) | COM NEW | 46120E602 | $5 | 7 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $5 | 8,150 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $5 | 500 | 0.0% |
| Nuveen Enhanced AMT Free MUN(NVG) | COM | 67071L106 | $5 | 300 | 0.0% |
| Natural Resource Partners L(NRP) | COM UNIT LTD PAR | 63900P608 | $5 | 174 | 0.0% |
| MGM Growth Pptys LLC(MGP) | CL A COM | 55303A105 | $5 | 200 | 0.0% |
| Martin Midstream Prtnrs L P(MMLP) | UNIT L P INT | 573331105 | $5 | 250 | 0.0% |
| Nuveen PFD & Income Term FD(XJPIX) | COM | 67075A106 | $5 | 200 | 0.0% |
| HP Inc(HPQ) | COM | 40434L105 | $5 | 298 | 0.0% |
| Luxottica Group S P A | SPONSORED ADR | 55068R202 | $5 | 108 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $5 | 950 | 0.0% |
| Ishares TR(IUSB) | CORE TL USD BD | 46434V613 | $5 | 100 | 0.0% |