Q3 2016 Holdings
Filed 2016-11-10 | 545 holdings | $13.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| United DEV FDG IV | COM | 910187103 | $0 | 14,242 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $3 | 13,000 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM | 761640101 | $4 | 17,503 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $11 | 25,000 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $15 | 14,000 | 0.0% |
| Cascadian Therapeutics Inc | COM | 14740B101 | $20 | 12,395 | 0.0% |
| Alimera Sciences Inc | COM | 016259103 | $25 | 17,400 | 0.0% |
| Curis Inc | COM | 231269101 | $27 | 10,500 | 0.0% |
| Vanguard NAT RES LLC | COM UNIT | 92205F106 | $29 | 46,551 | 0.0% |
| Tremor Video Inc | COM | 89484Q100 | $31 | 18,040 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $33 | 20,766 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $42 | 17,785 | 0.0% |
| NQ Mobile Inc | ADR REPSTG CL A | 64118U108 | $45 | 11,740 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $55 | 15,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $60 | $60,000 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $61 | 12,800 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $65 | 15,064 | 0.0% |
| Supervalu Inc | COM | 868536103 | $73 | 14,768 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $75 | 19,429 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $79 | 15,629 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $80 | 12,802 | 0.0% |
| LEE Enterprises Inc | COM | 523768109 | $80 | 21,230 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $82 | $80,000 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $83 | 14,295 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $87 | 14,007 | 0.0% |
| BlackRock Debt Strat FD Inc | COM | 09255R103 | $90 | 24,679 | 0.0% |
| Global X FDS | GLOBL X JR MLP | 37950E325 | $92 | 11,057 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $99 | 15,288 | 0.0% |
| Achillion Pharmaceuticals in(ACHNEUR) | COM | 00448Q201 | $111 | 13,733 | 0.0% |
| Two Hbrs Invt Corp | COM | 90187B101 | $118 | 13,933 | 0.0% |
| Pimco Income Strategy Fund I(PFN) | COM | 72201J104 | $119 | 12,515 | 0.0% |
| Old Second Bancorp Inc ILL(OSBC) | COM | 680277100 | $120 | 14,452 | 0.0% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $121 | 17,811 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $126 | 14,573 | 0.0% |
| Pimco Strategic Income FD in(RCS) | COM | 72200X104 | $128 | 12,791 | 0.0% |
| Kimball Intl Inc(KBALUSD) | CL B | 494274103 | $129 | 10,000 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $134 | 29,432 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $135 | 12,870 | 0.0% |
| Monogram Residential TR Inc | COM | 60979P105 | $139 | 13,000 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $142 | 10,416 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $155 | 11,019 | 0.0% |
| Cohen & Steers Closed END OP(XFOFX) | COM | 19248P106 | $159 | 13,020 | 0.0% |
| Invesco MUN TR(VKQ) | COM | 46131J103 | $164 | 11,869 | 0.0% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $166 | 11,250 | 0.0% |
| Putman High Income SEC Fund | SHS BEN INT | 746779107 | $167 | 20,711 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $172 | 21,556 | 0.0% |
| Ishares Gold Trust(IAUUSD) | ISHARES | 464285105 | $176 | 13,818 | 0.0% |
| Northstar Realty Europe Corp(NRE) | COM | 66706L101 | $180 | 16,031 | 0.0% |
| Pimco Income Strategy Fund(PFL) | COM | 72201H108 | $184 | 17,207 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $187 | 44,957 | 0.0% |