Q3 2016 Holdings
Filed 2016-11-10 | 658 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter Inc(TWTRUSD)Call | COM | 90184L102 | $1 | 5,800 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $4 | 14,500 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $5 | 400 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $10 | 23,736 | 0.0% |
| Golden Star RES LTD CDA | COM | 38119T104 | $12 | 15,000 | 0.0% |
| U S Geothermal Inc | COM | 90338S102 | $14 | 20,900 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $16 | 10,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $18 | 12,335 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $18 | 11,505 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $26 | 17,450 | 0.0% |
| GLU Mobile Inc(GLUU) | COM | 379890106 | $30 | 16,039 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $32 | 11,000 | 0.0% |
| United DEV FDG IV | COM | 910187103 | $40 | 15,955 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $42 | 10,000 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $65 | 13,708 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $69 | 304,875 | 0.0% |
| Exco Resources Inc | COM | 269279402 | $74 | 76,000 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $78 | 14,692 | 0.0% |
| Trevena Inc | COM | 89532E109 | $80 | 19,952 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $82 | 14,982 | 0.0% |
| Twitter Inc(TWTRUSD) | COM | 90184L102 | $83 | 4,524 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $85 | 17,518 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $88 | 12,593 | 0.0% |
| Lionbridge Technologies Inc | COM | 536252109 | $90 | 18,700 | 0.0% |
| Wells Fargo Global Dividend(EOD) | WF GLOBAL OPPTY | 94987C103 | $92 | 17,038 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $93 | 57,233 | 0.0% |
| Eaton Vance Risk Mngd DIV EQ(ETJ) | COM | 27829G106 | $95 | 10,700 | 0.0% |
| Investors Real Estate TR | SH BEN INT | 461730103 | $97 | 16,084 | 0.0% |
| Radnet Inc(RDNT) | COM | 750491102 | $102 | 15,296 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $105 | 21,775 | 0.0% |
| Northstar Realty Europe Corp(NRE) | COM | 66706L101 | $106 | 10,554 | 0.0% |
| Eaton Vance TX MGD DIV EQ in(XETYX) | COM | 27828N102 | $113 | 11,153 | 0.0% |
| Oxford Lane Cap Corp | COM | 691543102 | $114 | 11,100 | 0.0% |
| Gramercy Ppty TR | COM | 385002100 | $114 | 12,817 | 0.0% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $116 | 11,055 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $116 | 16,736 | 0.0% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $124 | 11,660 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $128 | 36,225 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $129 | 13,617 | 0.0% |
| THL CR Inc | COM | 872438106 | $130 | 14,450 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $131 | 13,126 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $133 | 15,023 | 0.0% |
| Valley Natl Bancorp(VLY) | COM | 919794107 | $136 | 13,654 | 0.0% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $150 | 13,998 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $150 | 47,676 | 0.0% |
| Voya Glbl ADV & Prem OPP FD(IGA) | COM | 92912R104 | $152 | 15,917 | 0.0% |
| BlackRock LTD Duration Inc T(BLW) | COM SHS | 09249W101 | $154 | 10,277 | 0.0% |
| Enerplus Corp(ERFGBP) | COM | 292766102 | $155 | 22,965 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $156 | 16,040 | 0.0% |
| Lrad Corp | COM | 50213V109 | $159 | 97,216 | 0.0% |