Q3 2016 Holdings
Filed 2016-11-14 | 2195 holdings | $2.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $1 | 35,689 | 0.0% |
| Provectus Biopharmaceuticals(PVCT) | COM | 74373P108 | $2 | 20,000 | 0.0% |
| Contrafect Corp | *W EXP 01/31/201 | 212326110 | $3 | 25,000 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $12 | 11,800 | 0.0% |
| Violin Memory Inc | COM NEW | 92763A309 | $16 | 22,500 | 0.0% |
| Oragenics Inc | COM NEW | 684023203 | $23 | 50,000 | 0.0% |
| GLU Mobile Inc(GLUU) | COM | 379890106 | $23 | 10,336 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $25 | 33,400 | 0.0% |
| Cancer Genetics Inc(CGIXUSD) | COM | 13739U104 | $28 | 16,000 | 0.0% |
| Cerulean Pharma Inc | COM | 15708Q105 | $31 | 30,000 | 0.0% |
| Bioamber Inc | *W EXP 05/09/201 | 09072Q114 | $32 | 67,226 | 0.0% |
| Castle Brands Inc(ROX2EUR) | COM | 148435100 | $37 | 42,500 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $44 | 14,475 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $47 | 11,437 | 0.0% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $50 | 40,285 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $53 | 18,470 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $54 | 13,847 | 0.0% |
| Contrafect Corp(CFRXEUR) | COM | 212326102 | $62 | 25,000 | 0.0% |
| Planet Payment Inc | SHS | U72603118 | $63 | 17,000 | 0.0% |
| Sprint Corp | COM SER 1 | 85207U105 | $69 | 10,413 | 0.0% |
| Ladenburg Thalman FIN Svcs I | COM | 50575Q102 | $69 | 30,000 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $71 | 11,974 | 0.0% |
| Rand Cap Corp | COM | 752185108 | $82 | 22,658 | 0.0% |
| Performance Sports Group LTD | COM | 71377G100 | $83 | 20,568 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $83 | 60,000 | 0.0% |
| JMP Group LLC | COM | 46629U107 | $83 | 15,000 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA) | SPONSORED ADR | 05946K101 | $86 | 14,423 | 0.0% |
| GSE SYS Inc | COM | 36227K106 | $90 | 31,000 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $91 | 28,000 | 0.0% |
| New York REIT Inc | COM | 64976L109 | $103 | 11,250 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $104 | 12,745 | 0.0% |
| Acco Brands Corp(ACCO) | COM | 00081T108 | $113 | 11,747 | 0.0% |
| Regulus Therapeutics Inc | COM | 75915K101 | $114 | 34,500 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | COM | 03837J101 | $137 | 15,500 | 0.0% |
| Compania de Minas Buenaventu(BVN) | SPONSORED ADR | 204448104 | $138 | 10,000 | 0.0% |
| Flex LTD(FLEX) | ORD | Y2573F102 | $150 | 11,012 | 0.0% |
| Blueknight Energy Partners L(BKEPUSD) | COM UNIT | 09625U109 | $152 | 25,000 | 0.0% |
| Clearbridge Energy MLP TR FD | COM | 18469Q108 | $156 | 11,910 | 0.0% |
| Thestreet Inc | COM | 88368Q103 | $156 | 141,646 | 0.0% |
| Tailored Brands Inc | COM | 87403A107 | $157 | 10,000 | 0.0% |
| Radnet Inc(RDNT) | COM | 750491102 | $158 | 21,332 | 0.0% |
| Francescas Hldgs Corp(FRANUSD) | COM | 351793104 | $160 | 10,360 | 0.0% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $162 | 38,680 | 0.0% |
| Center Coast MLP & Infrstr F | COM SHS | 151461100 | $175 | 14,898 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $176 | 27,660 | 0.0% |
| Liberty Media Corp Delaware(BATRKUSD) | COM C BRAVES GRP | 531229888 | $176 | 10,114 | 0.0% |
| H & E Equipment Services Inc(HEESEUR) | COM | 404030108 | $178 | 10,603 | 0.0% |
| Bioamber Inc(BIOAQ) | COM | 09072Q106 | $185 | 43,536 | 0.0% |
| BlackRock Science & Tech TR(BST) | SHS | 09258G104 | $186 | 10,000 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $187 | 23,729 | 0.0% |