Q3 2016 Holdings
Filed 2016-11-14 | 2193 holdings | $233.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Laboratory Corp Amer Hldgs | NOTE 9/1 | 50540RAG7 | $50 | $27,000 | 0.0% |
| Dave & Busters Entmt Inc(PLAY) | COM | 238337109 | $51 | 1,300 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $51 | 17,922 | 0.0% |
| ZIX Corp(ZIXI) | COM | 98974P100 | $51 | 12,453 | 0.0% |
| Hornbeck Offshore Svcs Inc N | COM | 440543106 | $53 | 9,717 | 0.0% |
| United States Natl Gas Fund | UNIT PAR $0.001 | 912318201 | $53 | 6,391 | 0.0% |
| Synchrony Finl(SYF) | COM | 87165B103 | $55 | 1,950 | 0.0% |
| Continental Resources Inc(CLRUSD) | COM | 212015101 | $55 | 1,063 | 0.0% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $59 | $50,000 | 0.0% |
| Whiting Pete Corp New | NOTE 6.250% 4/0 | 966387AX0 | $59 | $68,000 | 0.0% |
| Vipshop Hldgs LTD(VIPS)Call | SPONSORED ADR | 92763W103 | $60 | 4,100 | 0.0% |
| Cooper Tire & Rubr Co(CTB) | COM | 216831107 | $61 | 1,600 | 0.0% |
| Anthera Pharmaceuticals Inc | COM NEW | 03674U201 | $62 | 19,683 | 0.0% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $62 | 1,175 | 0.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $64 | $76,000 | 0.0% |
| YUM Brands Inc(YUM)Call | COM | 988498101 | $64 | 700 | 0.0% |
| Chuys Hldgs Inc(CHUYUSD) | COM | 171604101 | $64 | 2,306 | 0.0% |
| Hollyfrontier Corp(HFCUSD) | COM | 436106108 | $64 | 2,599 | 0.0% |
| Wingstop Inc(WING) | COM | 974155103 | $65 | 2,209 | 0.0% |
| Chipmos Tech Bermuda LTD(IMOS)Call | SHS | G2110R114 | $65 | 3,300 | 0.0% |
| Immunomedics Inc(IMMU) | COM | 452907108 | $66 | 20,409 | 0.0% |
| Sealed AIR Corp New(SEE)Call | COM | 81211K100 | $69 | 1,500 | 0.0% |
| Nationstar MTG Hldgs Inc | COM | 63861C109 | $71 | 4,800 | 0.0% |
| Danaher Corp del(DHR)Put | COM | 235851102 | $71 | 900 | 0.0% |
| Yuma Energy Inc | PFD-A CV 9.25% | 98872E207 | $72 | 20,453 | 0.0% |
| V F Corp(VFC)Put | COM | 918204108 | $73 | 1,300 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $74 | $59,000 | 0.0% |
| National Health Invs Inc(NHI) | COM | 63633D104 | $75 | 954 | 0.0% |
| Consolidated Edison Inc(ED)Call | COM | 209115104 | $75 | 1,000 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $75 | 17,975 | 0.0% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $75 | 16,730 | 0.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $75 | $74,000 | 0.0% |
| Tronox LTDPut | SHS CL A | Q9235V101 | $76 | 8,100 | 0.0% |
| Spdr Series Trust(XBI) | S&P BIOTECH | 78464A870 | $76 | 1,150 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $77 | 25,100 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $79 | 12,493 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $79 | 14,025 | 0.0% |
| Oncobiologics Inc | *W EXP 05/18/201 | 68235M121 | $79 | 79,347 | 0.0% |
| Keycorp New(KEY) | COM | 493267108 | $80 | 6,573 | 0.0% |
| Marsh & Mclennan COS Inc(MRSH) | COM | 571748102 | $82 | 1,217 | 0.0% |
| QLT Inc | COM | 746927102 | $82 | 40,000 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $85 | 17,294 | 0.0% |
| Vimpelcom LTD | SPONSORED ADR | 92719A106 | $87 | 25,000 | 0.0% |
| Barrett Bill Corp(BBG1USD) | COM | 06846N104 | $88 | 15,893 | 0.0% |
| Bank New York Mellon Corp(BK)Put | COM | 064058100 | $88 | 2,200 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $90 | 10,290 | 0.0% |
| Aptevo Therapeutics Inc | COM | 03835L108 | $90 | 35,050 | 0.0% |
| Nucor Corp(NUE) | COM | 670346105 | $91 | 1,843 | 0.0% |
| Qualcomm Inc(QCOM) | COM | 747525103 | $91 | 1,332 | 0.0% |
| Carbo Ceramics Inc(CRREUR) | COM | 140781105 | $92 | 8,380 | 0.0% |