Q3 2016 Holdings
Filed 2016-11-14 | 1869 holdings | $239.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Petroleo Brasileiro SA Petro(PBR)Put | SPONSORED ADR | 71654V408 | $0 | 10,500 | 0.0% |
| Dryships IncCall | COM PAR | Y2109Q200 | $0 | 25,000 | 0.0% |
| Home Depot Inc(HD)Put | COM | 437076102 | $1 | 10,000 | 0.0% |
| Nike Inc(NKE)Put | CL B | 654106103 | $1 | 12,000 | 0.0% |
| Starbucks Corp(SBUX)Put | COM | 855244109 | $1 | 10,000 | 0.0% |
| Tetralogic Pharmaceuticals C(TLOG) | COM | 88165U109 | $5 | 27,870 | 0.0% |
| Provectus Biopharmaceuticals(PVCT) | COM | 74373P108 | $6 | 57,900 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $6 | 10,000 | 0.0% |
| Deutsche Bank AGPut | NAMEN AKT | D18190898 | $8 | 10,000 | 0.0% |
| Goldman Sachs Group Inc | MTNF 2/1 | 38147QMF0 | $9 | $10,000 | 0.0% |
| Sandisk Corp | NOTE 0.500%10/1 | 80004CAF8 | $9 | $10,000 | 0.0% |
| Bellatrix Exploration LTD | COM | 078314101 | $9 | 10,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $10 | $10,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $10 | $10,000 | 0.0% |
| Wells Fargo & Co | MTNF 6/1 | 94986RQH7 | $11 | $11,000 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $11 | 10,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $11 | $12,000 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $12 | $13,000 | 0.0% |
| Enphase Energy Inc(ENPH) | COM | 29355A107 | $12 | 10,000 | 0.0% |
| Banro Corp | COM | 066800103 | $12 | 37,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $12 | $12,000 | 0.0% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $13 | $13,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $13 | $12,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $13 | $11,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $13 | $13,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $13 | $14,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $13 | $13,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $14 | $15,000 | 0.0% |
| Meritage Homes Corp | NOTE 1.875% 9/1 | 59001AAR3 | $14 | $14,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $14 | $14,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $14 | $14,000 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $14 | 39,200 | 0.0% |
| Goldman Sachs Group Inc | NOTE 1/2 | 38141GMG6 | $15 | $12,000 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $15 | $11,000 | 0.0% |
| China Green Agriculture Inc | COM | 16943W105 | $15 | 10,000 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $16 | 11,500 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $16 | 16,568 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $16 | 11,300 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $16 | $14,000 | 0.0% |
| Wells Fargo & Co | MTNF 6/0 | 94986RQF1 | $16 | $12,000 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $16 | 33,275 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $16 | $13,000 | 0.0% |
| American Lorain Corp | COM | 027297100 | $17 | 27,540 | 0.0% |
| Pepsico Inc(PEP)Put | COM | 713448108 | $17 | 15,500 | 0.0% |
| Wafergen Bio-Systems Inc | COM PAR$ | 93041P308 | $18 | 22,040 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $18 | 10,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $18 | 11,100 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $19 | $14,000 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $21 | 11,350 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $23 | 13,429 | 0.0% |