Q3 2016 Holdings
Filed 2016-11-14 | 1869 holdings | $239.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $23 | $19,000 | 0.0% |
| Harris & Harris Group Inc | COM | 413833104 | $24 | 17,300 | 0.0% |
| Parker Drilling Co | COM | 701081101 | $24 | 11,200 | 0.0% |
| American Express Co(AXP)Put | COM | 025816109 | $24 | 50,000 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $26 | 10,766 | 0.0% |
| Intellicheck Mobilisa Inc(IDN) | COM NEW | 45817G201 | $26 | 15,250 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $27 | 10,418 | 0.0% |
| UNI Pixel Inc | COM NEW | 904572203 | $27 | 16,493 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $29 | $29,000 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $29 | 18,348 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $29 | 93,282 | 0.0% |
| Ocean RIG UDW Inc | SHS | G66964100 | $30 | 36,125 | 0.0% |
| Perion Network LTD | SHS | M78673106 | $30 | 24,350 | 0.0% |
| General MLS Inc(GIS)Put | COM | 370334104 | $32 | 48,400 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $32 | 13,350 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $33 | 15,666 | 0.0% |
| Lincoln EDL Svcs Corp(LINC) | COM | 533535100 | $34 | 15,500 | 0.0% |
| Approach Resources Inc | COM | 03834A103 | $34 | 10,000 | 0.0% |
| Renren Inc | SPONSORED ADR | 759892102 | $34 | 16,568 | 0.0% |
| Fedex Corp(FDX)Put | COM | 31428X106 | $34 | 20,000 | 0.0% |
| General Electric CoPut | COM | 369604103 | $34 | 57,500 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $35 | 28,970 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $35 | 19,728 | 0.0% |
| One Horizon Group Inc | COM NEW | 68235H205 | $36 | 66,400 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $37 | 336,098 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $37 | 10,000 | 0.0% |
| Sharps Compliance Corp | COM | 820017101 | $44 | 10,000 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $45 | 19,461 | 0.0% |
| Vericel Corp(VCEL) | COM | 92346J108 | $46 | 16,389 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $46 | 11,780 | 0.0% |
| Widepoint Corp | COM | 967590100 | $47 | 109,800 | 0.0% |
| Sandridge Mississippian TR I | UNIT BEN INT | 80007T101 | $48 | 33,940 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $48 | 16,246 | 0.0% |
| Drdgold Limited(DRD) | SPON ADR REPSTG | 26152H301 | $50 | 10,318 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $51 | 10,425 | 0.0% |
| Vimpelcom LTD | SPONSORED ADR | 92719A106 | $52 | 15,000 | 0.0% |
| S&W Seed Co | COM | 785135104 | $53 | 10,400 | 0.0% |
| Threshold Pharmaceutical Inc | COM NEW | 885807206 | $53 | 79,190 | 0.0% |
| Liqtech Intl Inc | COM | 53632A102 | $54 | 64,700 | 0.0% |
| Ladenburg Thalman FIN Svcs I | COM | 50575Q102 | $55 | 23,738 | 0.0% |
| Cyanotech Corp | COM PAR $0.02 | 232437301 | $55 | 14,765 | 0.0% |
| Everi Hldgs Inc(G2C) | COM | 30034T103 | $55 | 22,500 | 0.0% |
| Ekso Bionics Hldgs Inc | COM NEW | 282644202 | $58 | 12,393 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $58 | 10,270 | 0.0% |
| Bioblast Pharma LTD | SHS | M20156101 | $59 | 33,500 | 0.0% |
| Joint Corp(JYNT) | COM | 47973J102 | $60 | 25,000 | 0.0% |
| Vital Therapies Inc | COM | 92847R104 | $61 | 10,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $61 | 14,654 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $62 | 13,380 | 0.0% |
| Ibio Inc | COM | 451033104 | $62 | 113,020 | 0.0% |