Q3 2016 Holdings
Filed 2016-11-14 | 1900 holdings | $342.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $0 | 10,000 | 0.0% |
| Sunshine Heart Inc | COM | 86782U106 | $6 | 10,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $8 | 10,000 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $11 | 15,423 | 0.0% |
| Verastem Inc | COM | 92337C104 | $17 | 12,500 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $29 | 10,000 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $29 | 26,000 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $29 | 11,000 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $30 | 48,370 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $31 | 19,560 | 0.0% |
| Dover Motorsports Inc | COM | 260174107 | $38 | 15,357 | 0.0% |
| Galena Biopharma Inc | COM | 363256108 | $46 | 130,373 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $49 | 35,800 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $49 | 20,000 | 0.0% |
| Global Ship Lease Inc New | SHS A | Y27183105 | $49 | 29,400 | 0.0% |
| Gulfmark Offshore Inc | CL A NEW | 402629208 | $52 | 31,134 | 0.0% |
| Cambium Learning GRP Inc | COM | 13201A107 | $54 | 10,000 | 0.0% |
| Riverview Bancorp Inc(RVSB) | COM | 769397100 | $54 | 10,098 | 0.0% |
| MFS High Yield MUN TR(CMU) | SH BEN INT | 59318E102 | $55 | 10,861 | 0.0% |
| Dextera Surgical Inc | COM | 252366109 | $57 | 30,550 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $58 | 21,448 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $61 | 12,646 | 0.0% |
| Internap Corp | COM PAR $.001 | 45885A300 | $62 | 37,319 | 0.0% |
| Alpine Global Premier Pptys | COM SBI | 02083A103 | $63 | 11,269 | 0.0% |
| Celldex Therapeutics Inc New | COM | 15117B103 | $68 | 16,683 | 0.0% |
| Yume Inc | COM | 98872B104 | $68 | 17,234 | 0.0% |
| Avinger Inc | COM | 053734109 | $71 | 14,856 | 0.0% |
| Enerplus Corp(ERFGBP) | COM | 292766102 | $72 | 11,250 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $73 | 14,900 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $75 | 10,000 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $77 | 21,050 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $77 | 10,000 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $77 | 67,376 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $82 | 20,000 | 0.0% |
| Ensco PLC | SHS CLASS A | G3157S106 | $86 | 10,130 | 0.0% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $87 | 12,825 | 0.0% |
| Sangamo Biosciences Inc(SGMO) | COM | 800677106 | $90 | 19,500 | 0.0% |
| Bank Amer Corp | *W EXP 01/16/201 | 060505146 | $92 | 20,000 | 0.0% |
| Medallion Finl Corp(MFIN) | COM | 583928106 | $95 | 22,500 | 0.0% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C106 | $96 | 20,727 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $96 | 14,306 | 0.0% |
| Aralez Pharmaceuticals Inc | COM | 03852X100 | $97 | 20,000 | 0.0% |
| International Tower Hill MIN(THM) | COM | 46050R102 | $97 | 108,750 | 0.0% |
| Vonage Hldgs Corp | COM | 92886T201 | $107 | 16,141 | 0.0% |
| United Security Bancshares C(UBFO) | COM | 911460103 | $109 | 17,303 | 0.0% |
| Ring Energy Inc(REI) | COM | 76680V108 | $109 | 10,000 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $112 | 27,005 | 0.0% |
| Alcoa Inc | COM | 013817101 | $116 | 11,423 | 0.0% |
| Iteris Inc(ITIEUR) | COM | 46564T107 | $116 | 31,869 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $129 | 22,845 | 0.0% |