Q3 2016 Holdings
Filed 2016-11-15 | 76 holdings | $2.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $2.4M | 164,170 | 83.2% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $49.8K | 7,464,920 | 1.7% |
| Soufun Hldgs LTD | NOTE 2.000%12/1 | 836034AB4 | $44.7K | $45,000,000 | 1.5% |
| Sony Corp(SONY) | ADR NEW | 835699307 | $40.7K | 1,252,216 | 1.4% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $32.7K | $30,000,000 | 1.1% |
| Taiwan Semiconductor MFG LTD(TSM) | SPONSORED ADR | 874039100 | $28.1K | 919,254 | 1.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $25.8K | $20,000,000 | 0.9% |
| Trina Solar Limited | DBCV 3.500% 6/1 | 89628EAC8 | $23.6K | $24,150,000 | 0.8% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $22.6K | $20,000,000 | 0.8% |
| HSBC Hldgs PLC(HBC2) | SPON ADR NEW | 404280406 | $17.2K | 467,286 | 0.6% |
| Advanced Semiconductor Engr | SPONSORED ADR | 00756M404 | $15.9K | 2,645,314 | 0.5% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $14.3K | 1,880,709 | 0.5% |
| Nomura Hldgs Inc(NMR) | SPONSORED ADR | 65535H208 | $11.7K | 2,654,891 | 0.4% |
| Intersil Corp | CL A | 46069S109 | $10.5K | 478,690 | 0.4% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADR | 606822104 | $9.0K | 1,813,630 | 0.3% |
| BHP Billiton LTD(BHP) | SPONSORED ADR | 088606108 | $8.7K | 255,046 | 0.3% |
| Terraform PWR Inc | CL A COM | 88104R100 | $8.7K | 625,000 | 0.3% |
| China Unicom (Hong Kong) LTD | SPONSORED ADR | 16945R104 | $8.3K | 688,396 | 0.3% |
| Ingram Micro Inc | CL A | 457153104 | $7.5K | 209,170 | 0.3% |
| YY Inc | NOTE 2.250% 4/0 | 98426TAB2 | $6.9K | $7,000,000 | 0.2% |
| Lexmark Intl Inc | CL A | 529771107 | $6.6K | 164,094 | 0.2% |
| YY Inc | ADS REPCOM CLA | 98426T106 | $5.4K | 102,129 | 0.2% |
| MGM Resorts International(MGM) | COM | 552953101 | $5.3K | 202,700 | 0.2% |
| Spdr Series Trust | BRC HGH YLD BD | 78464A417 | $5.0K | 136,600 | 0.2% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $5.0K | 40,700 | 0.2% |
| Vanguard BD Index FD Inc(BND) | TOTAL BND MRKT | 921937835 | $5.0K | 59,500 | 0.2% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $5.0K | 44,500 | 0.2% |
| Vanguard BD Index FD Inc(BSV) | SHORT TRM BOND | 921937827 | $5.0K | 61,845 | 0.2% |
| Ishares TR(EMB) | JP MOR EM MK ETF | 464288281 | $5.0K | 42,400 | 0.2% |
| Honda Motor LTD(HMC) | AMERN SHS | 438128308 | $4.9K | 173,048 | 0.2% |
| Posco(PKX) | SPONSORED ADR | 693483109 | $4.6K | 90,084 | 0.2% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $4.1K | 67,900 | 0.1% |
| Tata Mtrs LTD | SPONSORED ADR | 876568502 | $3.9K | 96,900 | 0.1% |
| Vanguard BD Index FD Inc(BIV) | INTERMED TERM | 921937819 | $3.5K | 39,600 | 0.1% |
| Ryanair Hldgs PLC(RYAAY) | SPONSORED ADR NE | 783513203 | $3.4K | 45,944 | 0.1% |
| First TR Inter DUR PFD & in(FPF) | COM | 33718W103 | $3.3K | 143,498 | 0.1% |
| Vanguard Scottsdale FDS(VCSH) | SHRT TRM CORP BD | 92206C409 | $3.1K | 38,000 | 0.1% |
| Qunar Cayman IS LTD | SPNS ADR CL B | 74906P104 | $2.8K | 97,422 | 0.1% |
| DR Reddys Labs LTD(RDY) | ADR | 256135203 | $2.6K | 55,800 | 0.1% |
| Herbalife LTD(HLF) | COM USD SHS | G4412G101 | $2.4K | 38,200 | 0.1% |
| BlackRock TAX Municpal BD TR(BBN) | SHS | 09248X100 | $2.4K | 98,809 | 0.1% |
| Powershares ETF Trust II | SENIOR LN PORT | 73936Q769 | $2.3K | 100,000 | 0.1% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $2.0K | 228,425 | 0.1% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $1.7K | 121,989 | 0.1% |
| Tekla Healthcare Invs(HQH) | SH BEN INT | 87911J103 | $1.5K | 64,808 | 0.1% |
| LG Display Co LTD(LPL) | SPONS ADR REP | 50186V102 | $1.5K | 116,670 | 0.1% |
| Gabelli Divd & Income TR(XGDVX) | COM | 36242H104 | $1.1K | 55,941 | 0.0% |
| China Life INS Co LTD | SPON ADR REP H | 16939P106 | $1.0K | 80,000 | 0.0% |
| Seadrill LimitedPut | SHS | G7945E105 | $957 | 18,250 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $809 | 80,756 | 0.0% |