Q3 2016 Holdings
Filed 2016-11-14 | 230 holdings | $1.7M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-12-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $3 | 13,500 | 0.0% |
| KLR Energy Acquisition Corp | *W EXP 09/16/202 | 49877M116 | $10 | 22,825 | 0.0% |
| Rite AID CorpPut | COM | 767754104 | $17 | 2,200 | 0.0% |
| Terrapin 3 Acquisition Corp | *W EXP 06/27/201 | 88104P112 | $23 | 128,122 | 0.0% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $25 | 106,250 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $30 | 25,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $33 | 2,213,538 | 0.0% |
| Nexvet Biopharma PUB LTD Co | ORD SHS | G6503X109 | $61 | 14,642 | 0.0% |
| Dynavax Technologies Corp(DVAX)Call | COM NEW | 268158201 | $73 | 7,000 | 0.0% |
| Amgen Inc(AMGN)Call | COM | 031162100 | $83 | 500 | 0.0% |
| Jones Energy Inc | COM CL A | 48019R108 | $94 | 26,521 | 0.0% |
| Organovo Hldgs IncA | COM | 68620A104 | $95 | 25,000 | 0.0% |
| GP Invts Acquisition COR | *W EXP 05/19/202 | G40357108 | $105 | 165,255 | 0.0% |
| Dynavax Technologies Corp(DVAX) | COM NEW | 268158201 | $105 | 10,000 | 0.0% |
| Tronc Inc | COM | 89703P107 | $169 | 10,000 | 0.0% |
| Lindblad Expeditions Hldgs I | *W EXP 07/08/202 | 535219117 | $196 | 100,986 | 0.0% |
| Danaher Corp del(DHR) | COM | 235851102 | $200 | 2,556 | 0.0% |
| L-3 Communications Hldgs Inc | COM | 502424104 | $200 | 1,329 | 0.0% |
| Capitol Acquisition Corp III | COM | 14055M106 | $203 | 20,586 | 0.0% |
| Novavax IncPut | COM | 670002104 | $208 | 100,300 | 0.0% |
| Novavax Inc | COM | 670002104 | $209 | 100,300 | 0.0% |
| PBF Energy Inc(PBF)Call | CL A | 69318G106 | $226 | 10,000 | 0.0% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | ADR | 881624209 | $230 | 5,000 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $234 | 125,000 | 0.0% |
| Saban Cap Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $240 | 23,832 | 0.0% |
| Barclays BK PLCPut | IPATH S&P500 VIX | 06740Q252 | $256 | 7,500 | 0.0% |
| Boardwalk Pipeline Partners | UT LTD PARTNER | 096627104 | $265 | 15,425 | 0.0% |
| Hain Celestial Group Inc(HAIN) | COM | 405217100 | $267 | 7,500 | 0.0% |
| Oneok Partners LPA | UNIT LTD PARTN | 68268N103 | $270 | 6,750 | 0.0% |
| Alnylam Pharmaceuticals Inc(ALNY)A | COM | 02043Q107 | $271 | 4,000 | 0.0% |
| Covenant Transn Group Inc(CVLG) | CL A | 22284P105 | $290 | 15,000 | 0.0% |
| Suburban Propane Partners L(SPH)A | UNIT LTD PARTN | 864482104 | $296 | 8,886 | 0.0% |
| Sunoco Logistics Prtnrs L P | COM UNITS | 86764L108 | $324 | 11,398 | 0.0% |
| Shutterfly Inc(SFLY) | COM | 82568P304 | $345 | 7,726 | 0.0% |
| Radius Health Inc | COM NEW | 750469207 | $352 | 6,500 | 0.0% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $359 | 5,000 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $359 | 50,000 | 0.0% |
| Gores Hldgs Inc | UNIT 99/99/9999 | 382866200 | $367 | 29,858 | 0.0% |
| 3M Co(MMM) | COM | 88579Y101 | $369 | 2,096 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $378 | 37,500 | 0.0% |
| Goodyear Tire & Rubr Co(GT) | COM | 382550101 | $388 | 12,014 | 0.0% |
| Costco Whsl Corp New(COST)A | COM | 22160K105 | $390 | 2,556 | 0.0% |
| Huntington Ingalls Inds Inc(HII) | COM | 446413106 | $392 | 2,556 | 0.0% |
| HCA Holdings Inc(HCA)Call | COM | 40412C101 | $393 | 40,000 | 0.0% |
| Ocular Therapeutix Inc(OCUL)A | COM | 67576A100 | $470 | 68,400 | 0.0% |
| Alphabet Inc(GOOGL)A | CAP STK CL A | 02079K305 | $486 | 605 | 0.0% |
| Nxstage Medical IncCall | COM | 67072V103 | $500 | 20,000 | 0.0% |
| Gores Hldgs Inc | *W EXP 08/13/202 | 382866119 | $531 | 442,530 | 0.0% |
| Alliance Data Systems Corp(BFH) | COM | 018581108 | $536 | 2,500 | 0.0% |
| Schwab Charles Corp New(SCHW) | COM | 808513105 | $537 | 17,000 | 0.0% |