Q4 2016 Holdings
Filed 2017-02-08 | 264 holdings | $78.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| CEL SCI Corp | COM PAR $0.01 | 150837508 | $1 | 10,000 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $29 | 10,000 | 0.0% |
| MFC Bancorp LTD | COM | 55278T105 | $31 | 16,150 | 0.0% |
| Erin Energy Corp(ERINQ) | COM | 295625107 | $34 | 11,126 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $36 | 17,735 | 0.0% |
| Magal Security SYS LTD | ORD | M6786D104 | $57 | 11,335 | 0.0% |
| Mitcham Inds Inc | COM | 606501104 | $90 | 21,600 | 0.0% |
| Aralez Pharmaceuticals Inc | COM | 03852X100 | $95 | 21,487 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $108 | 11,000 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $109 | 11,102 | 0.0% |
| Systemax Inc | COM | 871851101 | $111 | 12,600 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $113 | 12,450 | 0.0% |
| Ticc Capital Corp | COM | 87244T109 | $116 | 17,500 | 0.0% |
| RTI Surgical Inc | COM | 74975N105 | $125 | 38,500 | 0.0% |
| Frequency Electrs Inc(FEIM) | COM | 358010106 | $126 | 11,691 | 0.0% |
| Dorian LPG LTD(LPG) | SHS USD | Y2106R110 | $131 | 16,000 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $135 | 15,300 | 0.0% |
| Harris & Harris Group Inc | COM | 413833104 | $136 | 98,500 | 0.0% |
| Astronova Inc(ALOT) | COM | 04638F108 | $143 | 10,004 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $152 | 32,800 | 0.0% |
| Atlantic Amern Corp(AAME) | COM | 048209100 | $156 | 38,050 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $163 | 17,000 | 0.0% |
| Honeywell Intl Inc(HON) | COM | 438516106 | $200 | 1,730 | 0.0% |
| Proassurance Corp(PRA) | COM | 74267C106 | $200 | 3,565 | 0.0% |
| Realty Income Corp(O) | COM | 756109104 | $201 | 3,500 | 0.0% |
| Kellogg Co(KEL) | COM | 487836108 | $205 | 2,780 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $208 | 263 | 0.0% |
| Western Asst MN PRT FD Inc | COM | 95766P108 | $209 | 14,037 | 0.0% |
| BlackRock Munihldgs NY Qlty | COM | 09255C106 | $215 | 16,000 | 0.0% |
| Liberty Broadband Corp(LBRDA) | COM SER A | 530307107 | $217 | 3,001 | 0.0% |
| Williams Sonoma Inc(WSM) | COM | 969904101 | $218 | 4,500 | 0.0% |
| Koninklijke Philips N V(PHG) | NY REG SH NEW | 500472303 | $220 | 7,204 | 0.0% |
| Invesco TR Invt Grade NY MUN(VTN) | COM | 46131T101 | $223 | 16,800 | 0.0% |
| Ramco-Gershenson Pptys TR | COM SH BEN INT | 751452202 | $224 | 13,500 | 0.0% |
| Jetblue Airways Corp(JBLU) | COM | 477143101 | $225 | 10,050 | 0.0% |
| Manhattan Bridge Capital Inc(LOAN) | COM | 562803106 | $227 | 29,925 | 0.0% |
| Pandora Media Inc | COM | 698354107 | $228 | 17,500 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $229 | 2,650 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $231 | 28,385 | 0.0% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $231 | 1,952 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $237 | 5,600 | 0.0% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $239 | 19,708 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $241 | 6,800 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $242 | 132,750 | 0.0% |
| Eversource Energy(ES) | COM | 30040W108 | $243 | 4,400 | 0.0% |
| Glaxosmithkline PLC | SPONSORED ADR | 37733W105 | $250 | 6,500 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $251 | 24,564 | 0.0% |
| Cohen & Steers Infrastructur(UTF) | COM | 19248A109 | $256 | 13,200 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $257 | 18,600 | 0.0% |
| Terravia Hldgs Inc | COM | 88105A106 | $258 | 224,100 | 0.0% |