Q4 2016 Holdings
Filed 2017-02-10 | 1951 holdings | $219.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $27 | 10,766 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $28 | 11,350 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $29 | 333,198 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $29 | 37,034 | 0.0% |
| M/I Homes Inc | NOTE 3.000% 3/0 | 55292PAB1 | $29 | $29,000 | 0.0% |
| Deutsche Bank AGCall | NAMEN AKT | D18190898 | $29 | 10,000 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $29 | 13,887 | 0.0% |
| Parker Drilling Co | COM | 701081101 | $29 | 11,200 | 0.0% |
| Harris & Harris Group Inc | COM | 413833104 | $29 | 20,800 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $30 | 20,728 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $32 | 15,350 | 0.0% |
| Perion Network LTD | SHS | M78673106 | $35 | 24,350 | 0.0% |
| Threshold Pharmaceutical Inc | COM NEW | 885807206 | $35 | 78,627 | 0.0% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $36 | $35,000 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $36 | 13,650 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $37 | 43,475 | 0.0% |
| Sharps Compliance Corp | COM | 820017101 | $38 | 10,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $38 | $38,000 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $39 | 11,780 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $39 | $35,000 | 0.0% |
| Nordic Amern Offshore LTD | SHS | G65772108 | $40 | 14,505 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA)Put | UT SER 1 | 78467X109 | $41 | 6,500 | 0.0% |
| OHR Pharmaceutical Inc | COM NEW | 67778H200 | $41 | 27,000 | 0.0% |
| Vital Therapies Inc | COM | 92847R104 | $44 | 10,000 | 0.0% |
| Liqtech Intl Inc | COM | 53632A102 | $44 | 69,700 | 0.0% |
| Avinger Inc | COM | 053734109 | $44 | 11,678 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $45 | 14,454 | 0.0% |
| Ibio Inc | COM | 451033104 | $45 | 113,020 | 0.0% |
| Sandridge Mississippian TR I | UNIT BEN INT | 80007T101 | $45 | 33,940 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $46 | 27,500 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $46 | 20,700 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $47 | 10,195 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $48 | $46,000 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $49 | 22,300 | 0.0% |
| Cormedix Inc | COM | 21900C100 | $49 | 32,188 | 0.0% |
| Anthera Pharmaceuticals Inc | COM NEW | 03674U201 | $49 | 73,100 | 0.0% |
| Ekso Bionics Hldgs Inc | COM NEW | 282644202 | $49 | 12,393 | 0.0% |
| Vericel Corp(VCEL) | COM | 92346J108 | $50 | 16,389 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $53 | 10,557 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $54 | 16,050 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $54 | 16,746 | 0.0% |
| Teekay Offshore Partners L P(TK) | PARTNERSHIP UN | Y8565J101 | $54 | 10,802 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $55 | 13,717 | 0.0% |
| Tsakos Energy Navigation LTD | SHS | G9108L108 | $57 | 12,083 | 0.0% |
| Ladenburg Thalman FIN Svcs I | COM | 50575Q102 | $58 | 23,738 | 0.0% |
| Deutsche Bank AG | NAMEN AKT | D18190898 | $60 | 3,319 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $61 | 39,200 | 0.0% |
| Cyanotech Corp | COM PAR $0.02 | 232437301 | $63 | 14,765 | 0.0% |
| Ocean RIG UDW Inc | SHS | G66964100 | $63 | 36,125 | 0.0% |
| Noodles & Co(NDLSUSD) | CL A | 65540B105 | $65 | 15,890 | 0.0% |