Q4 2016 Holdings
Filed 2017-02-13 | 254 holdings | $9.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Apricus Biosciences Inc | COM NEW | 03832V307 | $0 | 17,500 | 0.0% |
| CEL SCI Corp | COM PAR $0.01 | 150837508 | $0 | 48,975 | 0.0% |
| Remark Media Inc | COM | 75954W107 | $0 | 22,222 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $0 | 373,750 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $5 | 881,714 | 0.0% |
| Pacific SPL Acquisition Corp | *W EXP 10/20/202 | G68588121 | $5 | 17,600 | 0.0% |
| Rite AID CorpCall | COM | 767754104 | $41 | 5,000 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $43 | 500 | 0.0% |
| Nexvet Biopharma PUB LTD Co | ORD SHS | G6503X109 | $43 | 11,542 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $54 | 142,624 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $65 | 2,000 | 0.0% |
| Hennessy Cap Acquisition COR | *W EXP 07/28/202 | 42588J118 | $75 | 87,886 | 0.0% |
| KLR Energy Acquisition Corp | *W EXP 09/16/202 | 49877M116 | $76 | 54,344 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $85 | 25,000 | 0.0% |
| Halozyme Therapeutics Inc(HALO)Call | COM | 40637H109 | $99 | 10,000 | 0.0% |
| Double Eagle Acquisition COR | *W EXP 09/16/202 | G28195116 | $104 | 221,297 | 0.0% |
| NII Hldgs Inc | COM PAR $0.001 | 62913F508 | $118 | 55,049 | 0.0% |
| M III Acquisition Corp | *W EXP 10/10/202 | 55378T112 | $119 | 497,225 | 0.0% |
| Dynavax Technologies Corp(DVAX)Call | COM NEW | 268158201 | $130 | 33,000 | 0.0% |
| Centennial Resource DEV Inc | *W EXP 02/23/202 | 15136A110 | $167 | 19,831 | 0.0% |
| Nexeo Solutions Inc | *W EXP 06/09/202 | 65342H110 | $167 | 238,782 | 0.0% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $213 | 20,600 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $216 | 52,500 | 0.0% |
| Midstates Pete Co Inc | COM PAR | 59804T407 | $220 | 10,602 | 0.0% |
| Lions Gate Entmnt Corp(LGF/BEUR) | CL B NON VTG | 535919500 | $236 | 9,600 | 0.0% |
| Activision Blizzard Inc(ATVIEUR) | COM | 00507V109 | $237 | 6,570 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $250 | 315 | 0.0% |
| Boardwalk Pipeline Partners | UT LTD PARTNER | 096627104 | $263 | 15,150 | 0.0% |
| Pace Hldgs Corp | *W EXP 99/99/999 | G6865N111 | $268 | 446,627 | 0.0% |
| Agenus Inc(AGENEUR)Put | COM NEW | 00847G705 | $288 | 70,000 | 0.0% |
| Oneok Partners LP | UNIT LTD PARTN | 68268N103 | $290 | 6,750 | 0.0% |
| Park Hotels Resorts Inc(PK) | COM | 700517105 | $297 | 9,920 | 0.0% |
| Lululemon Athletica Inc(LULU) | COM | 550021109 | $309 | 4,754 | 0.0% |
| Under Armour Inc(UA) | CL C | 904311206 | $310 | 12,316 | 0.0% |
| Noble Corp PLCCall | SHS USD | G65431101 | $314 | 53,000 | 0.0% |
| Mondelez Intl Inc(MDLZ) | CL A | 609207105 | $346 | 7,805 | 0.0% |
| Dollar GEN Corp New(DG) | COM | 256677105 | $349 | 4,709 | 0.0% |
| Dollar Tree Inc(DLTR) | COM | 256746108 | $352 | 4,557 | 0.0% |
| Metlife Inc(MET)Call | COM | 59156R108 | $372 | 6,900 | 0.0% |
| Juno Therapeutics IncCall | COM | 48205A109 | $379 | 20,100 | 0.0% |
| Petrobras Argentina S A | SPONS ADR | 71646J109 | $383 | 54,593 | 0.0% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $386 | 38,949 | 0.0% |
| KLR Energy Acquisition Corp | CL A | 49877M108 | $390 | 37,552 | 0.0% |
| Energy Transfer Prtnrs L P | UNIT LTD PARTN | 29273R109 | $405 | 11,313 | 0.0% |
| OCI Partners LP | COM UNIT REP LP | 67091N108 | $412 | 49,395 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $413 | 15,290 | 0.0% |
| JPMorgan Chase & Co(JPM)Put | COM | 46625H100 | $431 | 5,000 | 0.0% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $436 | 5,000 | 0.0% |
| Pinnacle Entmt Inc New | COM | 72348Y105 | $447 | 30,832 | 0.0% |
| Shutterfly Inc(SFLY) | COM | 82568P304 | $477 | 9,500 | 0.0% |