Q4 2016 Holdings
Filed 2017-02-13 | 100 holdings | $3.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Charter Communications Inc N(CHTR) | CL A | 16119P108 | $2.9M | 9,905 | 90.4% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $82.5K | $21,257,000 | 2.6% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $37.5K | $24,000,000 | 1.2% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $33.4K | $15,000,000 | 1.1% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $20.4K | $15,931,000 | 0.6% |
| Vertex Pharmaceuticals Inc(VRTX)Call | COM | 92532F100 | $15.7K | 212,600 | 0.5% |
| Vertex Pharmaceuticals Inc(VRTX)Put | COM | 92532F100 | $13.6K | 184,700 | 0.4% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $12.2K | $8,878,000 | 0.4% |
| Biocryst Pharmaceuticals(BCRX)Call | COM | 09058V103 | $8.0K | 1,258,700 | 0.3% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $7.8K | $5,530,000 | 0.2% |
| Horizon Pharma PLCCall | SHS | G4617B105 | $7.2K | 446,900 | 0.2% |
| Alere IncCall | COM | 01449J105 | $5.9K | 150,100 | 0.2% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $5.8K | $4,000,000 | 0.2% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $5.2K | $4,500,000 | 0.2% |
| Acorda Therapeutics IncPut | COM | 00484M106 | $4.7K | 247,300 | 0.1% |
| Vector Group LTD(VGREUR)Put | COM | 92240M108 | $4.5K | 197,800 | 0.1% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $3.0K | $3,000,000 | 0.1% |
| Aevi Genomic Medicine Inc(GNMXEUR)Call | COM | 00835P105 | $2.9K | 555,000 | 0.1% |
| Rite AID CorpPut | COM | 767754104 | $2.7K | 324,000 | 0.1% |
| Acorda Therapeutics Inc | COM | 00484M106 | $2.5K | 135,493 | 0.1% |
| ANI Pharmaceuticals Inc(ANIP)Put | COM | 00182C103 | $2.5K | 41,000 | 0.1% |
| Inotek Pharmaceuticals CorpCall | COM | 45780V102 | $2.1K | 347,200 | 0.1% |
| Lannet IncPut | COM | 516012101 | $1.4K | 65,000 | 0.0% |
| Rite AID Corp | COM | 767754104 | $1.3K | 159,123 | 0.0% |
| Zogenix IncCall | COM NEW | 98978L204 | $1.3K | 104,400 | 0.0% |
| AEP Inds Inc | COM | 001031103 | $1.2K | 10,000 | 0.0% |
| ST Jude MED Inc | COM | 790849103 | $962 | 12,000 | 0.0% |
| Reynolds American Inc | COM | 761713106 | $841 | 15,000 | 0.0% |
| Horizon Pharma PLCPut | SHS | G4617B105 | $809 | 50,000 | 0.0% |
| Paratek Pharmaceuticals IncPut | COM | 699374302 | $708 | 46,000 | 0.0% |
| Inotek Pharmaceuticals CorpPut | COM | 45780V102 | $695 | 113,500 | 0.0% |
| Yadkin Finl Corp | COM | 984305102 | $685 | 20,000 | 0.0% |
| Bats Global Mkts Inc | COM | 05491G109 | $670 | 20,000 | 0.0% |
| Privatebancorp Inc | COM | 742962103 | $650 | 12,000 | 0.0% |
| Mentor Graphics Corp | COM | 587200106 | $627 | 17,000 | 0.0% |
| Whitewave Foods Co | COM | 966244105 | $612 | 11,000 | 0.0% |
| B/E Aerospace Inc | COM | 073302101 | $602 | 10,000 | 0.0% |
| Media GEN Inc New | COM | 58441K100 | $565 | 30,000 | 0.0% |
| Team Health Holdings Inc | COM | 87817A107 | $521 | 12,000 | 0.0% |
| DU Pont E I de Nemours & Co | COM | 263534109 | $514 | 7,000 | 0.0% |
| Cabelas Inc | COM | 126804301 | $468 | 8,000 | 0.0% |
| Endurance Specialty Hldgs LT | SHS | G30397106 | $462 | 5,000 | 0.0% |
| WCI Cmntys Inc | COM PAR $0.01 | 92923C807 | $399 | 17,000 | 0.0% |
| Harman Intl Inds Inc | COM | 413086109 | $389 | 3,500 | 0.0% |
| G & K Svcs Inc | CL A | 361268105 | $386 | 4,000 | 0.0% |
| Valspar Corp | COM | 920355104 | $363 | 3,500 | 0.0% |
| Horizon Pharma PLC | SHS | G4617B105 | $354 | 21,890 | 0.0% |
| Everbank Finl Corp | COM | 29977G102 | $350 | 18,000 | 0.0% |
| Brocade Communications SYS I | COM NEW | 111621306 | $350 | 28,000 | 0.0% |
| Middleburg Financial Corp | COM | 596094102 | $313 | 9,000 | 0.0% |