Q1 2017 Holdings
Filed 2017-04-19 | 430 holdings | $77.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DU Pont E I de Nemours & Co | COM | 263534109 | $977 | 12,163 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $996 | $1,173,000 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $1.0K | $988,000 | 0.0% |
| Dominion RES Inc VA New | UNIT 08/15/2019 | 25746U836 | $1.0K | 20,000 | 0.0% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $1.1K | $347,000 | 0.0% |
| Heico Corp New(HEI) | COM | 422806109 | $1.1K | 12,250 | 0.0% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $1.1K | 19,244 | 0.0% |
| Centerpoint Energy Inc(CNP) | COM | 15189T107 | $1.1K | 38,875 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $1.1K | $950,000 | 0.0% |
| Devon Energy Corp New(DVN) | COM | 25179M103 | $1.1K | 26,315 | 0.0% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $1.1K | $1,085,000 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $1.1K | $1,100,000 | 0.0% |
| NU Skin Enterprises Inc(NUS) | CL A | 67018T105 | $1.1K | 20,100 | 0.0% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $1.1K | $1,331,000 | 0.0% |
| Sothebys | COM | 835898107 | $1.1K | 24,838 | 0.0% |
| Horizon Global Corp | NOTE 2.750% 7/0 | 44052WAA2 | $1.1K | $1,250,000 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $1.1K | $1,014,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $1.2K | $1,004,000 | 0.0% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $1.2K | 100,000 | 0.0% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $1.2K | $971,000 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $1.2K | $1,191,000 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $1.2K | $1,150,000 | 0.0% |
| Northern TR Corp(NTRS) | COM | 665859104 | $1.2K | 14,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $1.2K | $1,310,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $1.3K | $1,145,000 | 0.0% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $1.3K | $1,058,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.3K | 5,500 | 0.0% |
| Edwards Lifesciences Corp(EW) | COM | 28176E108 | $1.3K | 14,088 | 0.0% |
| Twenty First Centy FOX Inc | CL A | 90130A101 | $1.3K | 41,350 | 0.0% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $1.4K | 67,297 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $1.4K | $1,476,000 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $1.4K | 6,025 | 0.0% |
| Kinder Morgan Inc del | PFD SER A | 49456B200 | $1.4K | 29,093 | 0.0% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $1.4K | $1,800,000 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $1.4K | $2,120,000 | 0.0% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $1.5K | $1,510,000 | 0.0% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $1.5K | $1,500,000 | 0.0% |
| RED HAT Inc | COM | 756577102 | $1.6K | 18,400 | 0.0% |
| Fireeye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $1.6K | $1,795,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $1.6K | $1,424,000 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $1.7K | 44,176 | 0.0% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $1.7K | $1,672,000 | 0.0% |
| Roper Technologies Inc(ROP) | COM | 776696106 | $1.7K | 8,112 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $1.7K | 12,250 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $1.7K | $1,600,000 | 0.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $1.7K | $1,379,000 | 0.0% |
| Stericycle Inc | DEP PFD A 1/10 | 858912207 | $1.7K | 24,195 | 0.0% |
| Horace Mann Educators Corp N(HMN) | COM | 440327104 | $1.7K | 42,220 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $1.7K | $1,500,000 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $1.8K | $1,966,000 | 0.0% |