Q1 2017 Holdings
Filed 2017-05-12 | 116 holdings | $623.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $102.2K | $40,000,000 | 16.4% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $102.0K | $23,000,000 | 16.4% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $59.8K | $45,000,000 | 9.6% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $50.3K | $37,000,000 | 8.1% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $50.1K | $34,500,000 | 8.0% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $31.3K | $24,500,000 | 5.0% |
| Paratek Pharmaceuticals IncPut | COM | 699374302 | $20.0K | 1,035,800 | 3.2% |
| NXP Semiconductors N V(NXPI)Call | COM | N6596X109 | $18.5K | 178,400 | 3.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $18.1K | $9,986,000 | 2.9% |
| Sage Therapeutics Inc(SG7)Call | COM | 78667J108 | $17.5K | 245,800 | 2.8% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $17.4K | $15,000,000 | 2.8% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $17.0K | $16,000,000 | 2.7% |
| Sage Therapeutics Inc(SG7)Put | COM | 78667J108 | $15.7K | 220,300 | 2.5% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $10.9K | $11,000,000 | 1.7% |
| ANI Pharmaceuticals Inc(ANIP)Put | COM | 00182C103 | $8.7K | 176,000 | 1.4% |
| Axovant Sciences LTDCall | COM | G0750W104 | $7.9K | 526,700 | 1.3% |
| Stillwater MNG CoPut | COM | 86074Q102 | $7.0K | 406,000 | 1.1% |
| Zogenix IncCall | COM NEW | 98978L204 | $6.0K | 552,300 | 1.0% |
| Acorda Therapeutics Inc | COM | 00484M106 | $5.9K | 281,900 | 1.0% |
| Acorda Therapeutics IncPut | COM | 00484M106 | $5.9K | 281,900 | 0.9% |
| Insmed Inc(INSM)Put | COM PAR $.01 | 457669307 | $5.8K | 330,400 | 0.9% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $4.8K | 248,406 | 0.8% |
| DBV Technologies S ACall | SPONSORED ADR | 23306J101 | $4.4K | 126,100 | 0.7% |
| Micron Technology Inc(MU) | COM | 595112103 | $4.3K | 147,100 | 0.7% |
| Colony Northstar IncPut | CL A COM | 19625W104 | $3.0K | 231,000 | 0.5% |
| Zynerba Pharmaceuticals IncPut | COM | 98986X109 | $3.0K | 148,400 | 0.5% |
| Foamix Pharmaceuticals LTDCall | SHS | M46135105 | $2.6K | 523,900 | 0.4% |
| Versartis IncCall | COM | 92529L102 | $2.3K | 109,400 | 0.4% |
| Zynerba Pharmaceuticals IncCall | COM | 98986X109 | $2.1K | 102,400 | 0.3% |
| Paratek Pharmaceuticals IncCall | COM | 699374302 | $1.3K | 66,100 | 0.2% |
| Reynolds American Inc | COM | 761713106 | $1.1K | 17,000 | 0.2% |
| B/E Aerospace Inc | COM | 073302101 | $898 | 14,000 | 0.1% |
| Inotek Pharmaceuticals CorpCall | COM | 45780V102 | $870 | 439,500 | 0.1% |
| Immune Design CorpCall | COM | 45252L103 | $814 | 120,100 | 0.1% |
| Immunomedics Inc(IMMU)Call | COM | 452907108 | $692 | 107,200 | 0.1% |
| Whitewave Foods Co | COM | 966244105 | $657 | 11,700 | 0.1% |
| Privatebancorp Inc | COM | 742962103 | $534 | 9,000 | 0.1% |
| Mead Johnson Nutrition Co | COM | 582839106 | $534 | 6,000 | 0.1% |
| Williams Clayton Energy Inc | COM | 969490101 | $528 | 4,000 | 0.1% |
| Valspar Corp | COM | 920355104 | $499 | 4,500 | 0.1% |
| Syngenta AG | SPONSORED ADR | 87160A100 | $487 | 5,500 | 0.1% |
| Aevi Genomic Medicine Inc(GNMXEUR)Call | COM | 00835P105 | $438 | 237,100 | 0.1% |
| Lululemon Athletica Inc(LULU)Call | COM | 550021109 | $415 | 8,000 | 0.1% |
| DU Pont E I de Nemours & Co | COM | 263534109 | $402 | 5,000 | 0.1% |
| Vector Group LTD(VGREUR)Put | COM | 92240M108 | $395 | 19,000 | 0.1% |
| Ixia | COM | 45071R109 | $393 | 20,000 | 0.1% |
| Foamix Pharmaceuticals LTD | SHS | M46135105 | $385 | 77,800 | 0.1% |
| Headwaters Inc | COM | 42210P102 | $376 | 16,000 | 0.1% |
| Isle of Capri Casinos Inc | COM | 464592104 | $376 | 14,280 | 0.1% |
| Brocade Communications SYS I | COM NEW | 111621306 | $374 | 30,000 | 0.1% |