Q2 2017 Holdings
Filed 2017-08-09 | 1297 holdings | $187.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $6 | 42,000 | 0.0% |
| Bellatrix Exploration LTD | COM | 078314101 | $6 | 10,000 | 0.0% |
| Turtle Beach Corp | COM | 900450107 | $7 | 10,000 | 0.0% |
| Bioblast Pharma LTD | SHS | M20156101 | $8 | 13,100 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $10 | 20,000 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $12 | 18,396 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $13 | 28,000 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $15 | 10,000 | 0.0% |
| Neonode Inc | COM NEW | 64051M402 | $16 | 15,000 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $19 | 27,560 | 0.0% |
| Novavax Inc | COM | 670002104 | $21 | 18,580 | 0.0% |
| Verastem Inc | COM | 92337C104 | $23 | 10,219 | 0.0% |
| Applied DNA Sciences Inc | COM NEW | 03815U201 | $24 | 13,527 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $29 | 10,000 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $32 | 26,000 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $32 | 15,204 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $36 | 11,118 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $38 | 15,188 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $38 | 32,654 | 0.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $41 | 16,000 | 0.0% |
| Gerdau S A(GGB) | SPON ADR REP PFD | 373737105 | $43 | 14,000 | 0.0% |
| CUI Global Inc | COM NEW | 126576206 | $43 | 11,264 | 0.0% |
| Xunlei LTD(XNET) | SPONSORED ADR | 98419E108 | $45 | 14,000 | 0.0% |
| China Techfaith Wirls Comm T | SPON ADR NEW | 169424207 | $55 | 18,499 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $58 | 35,500 | 0.0% |
| Fairmount Santrol Hldgs Inc | COM | 30555Q108 | $60 | 15,410 | 0.0% |
| Pier 1 Imports Inc | COM | 720279108 | $65 | 12,600 | 0.0% |
| Ovascience Inc | COM | 69014Q101 | $67 | 42,116 | 0.0% |
| Chinacache Intl Hldg LTD(CCIHY) | SPONSORED ADR | 16950M107 | $70 | 60,649 | 0.0% |
| Allot Communications LTD(ALLT) | SHS | M0854Q105 | $82 | 16,100 | 0.0% |
| RMG Networks Hldg Corp | COM | 74966K102 | $86 | 130,495 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM | 890260409 | $87 | 20,080 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $89 | 24,982 | 0.0% |
| Bank Amer Corp | *W EXP 10/28/201 | 060505153 | $91 | 114,700 | 0.0% |
| Ellsworth Growth & Income FD(ECF) | COM | 289074106 | $92 | 10,052 | 0.0% |
| Atwood Oceanics Inc | COM | 050095108 | $93 | 11,412 | 0.0% |
| Blueknight Energy Partners L(BKEPUSD) | COM UNIT | 09625U109 | $94 | 15,000 | 0.0% |
| Audiocodes LTD(AUDC) | ORD | M15342104 | $95 | 15,900 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $100 | 11,311 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $103 | 17,319 | 0.0% |
| Penney J C Inc | COM | 708160106 | $110 | 23,600 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $112 | 18,000 | 0.0% |
| Nuveen Preferred Securities | COM | 67072C105 | $116 | 11,306 | 0.0% |
| Voya Risk Managed NAT RES FD | COM | 92913C106 | $116 | 19,500 | 0.0% |
| Silver Spring Networks Inc | COM | 82817Q103 | $117 | 10,400 | 0.0% |
| Kindred Healthcare Inc | COM | 494580103 | $117 | 10,000 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $120 | 24,045 | 0.0% |
| Fiat Chrysler Automobiles N | SHS | N31738102 | $121 | 11,345 | 0.0% |
| Staples Inc | COM | 855030102 | $122 | 12,100 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $123 | 10,300 | 0.0% |