Q2 2017 Holdings
Filed 2017-08-11 | 141 holdings | $768.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $122.7K | $45,000,000 | 16.0% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $93.7K | $23,204,000 | 12.2% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $85.1K | $65,000,000 | 11.1% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $58.0K | $39,500,000 | 7.5% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $52.6K | $30,000,000 | 6.8% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $50.7K | $42,500,000 | 6.6% |
| Arista Networks Inc(ANETEUR)Put | COM | 040413106 | $28.4K | 189,500 | 3.7% |
| Sage Therapeutics Inc(SG7)Call | COM | 78667J108 | $24.4K | 307,000 | 3.2% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $19.2K | $9,986,000 | 2.5% |
| Axovant Sciences LTDCall | COM | G0750W104 | $18.7K | 807,600 | 2.4% |
| Immunomedics Inc | NOTE 4.750% 2/1 | 452907AK4 | $18.4K | $10,000,000 | 2.4% |
| Arista Networks Inc(ANETEUR) | COM | 040413106 | $14.9K | 99,302 | 1.9% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $13.6K | $12,000,000 | 1.8% |
| NXP Semiconductors N V(NXPI)Put | COM | N6596X109 | $13.2K | 120,600 | 1.7% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $11.2K | $10,500,000 | 1.5% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $11.1K | $10,500,000 | 1.4% |
| Zynerba Pharmaceuticals IncPut | COM | 98986X109 | $8.3K | 485,900 | 1.1% |
| DBV Technologies S ACall | SPONSORED ADR | 23306J101 | $8.2K | 230,300 | 1.1% |
| Intel Corp(INTC)Put | COM | 458140100 | $6.8K | 200,000 | 0.9% |
| Zynerba Pharmaceuticals IncCall | COM | 98986X109 | $6.2K | 364,300 | 0.8% |
| ANI Pharmaceuticals Inc(ANIP)Put | COM | 00182C103 | $6.1K | 130,000 | 0.8% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $6.0K | $5,000,000 | 0.8% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $5.9K | $5,500,000 | 0.8% |
| NXP Semiconductors N V(NXPI)Call | COM | N6596X109 | $5.8K | 53,000 | 0.8% |
| Otonomy IncCall | COM | 68906L105 | $5.8K | 307,500 | 0.8% |
| Insmed Inc(INSM)Put | COM PAR $.01 | 457669307 | $5.1K | 295,000 | 0.7% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $4.6K | 75,000 | 0.6% |
| Arconic Inc(ARNCCHF)Put | COM | 03965L100 | $4.5K | 200,000 | 0.6% |
| Mallinckrodt PUB LTD CoPut | SHS | G5785G107 | $4.5K | 100,000 | 0.6% |
| Immunomedics Inc(IMMU)Call | COM | 452907108 | $4.1K | 461,200 | 0.5% |
| Tetraphase Pharmaceuticals IPut | COM | 88165N105 | $4.1K | 570,000 | 0.5% |
| Immunomedics Inc(IMMU)Put | COM | 452907108 | $4.0K | 447,200 | 0.5% |
| Cara Therapeutics Inc(CARAEUR)Put | COM | 140755109 | $3.5K | 225,000 | 0.5% |
| Versartis IncCall | COM | 92529L102 | $3.0K | 173,900 | 0.4% |
| Vector Group LTD(VGREUR)Put | COM | 92240M108 | $3.0K | 140,000 | 0.4% |
| Zogenix IncPut | COM NEW | 98978L204 | $2.9K | 201,500 | 0.4% |
| Neuralstem IncCall | COM NEW | 64127R401 | $2.1K | 359,700 | 0.3% |
| Insmed Inc(INSM) | COM PAR $.01 | 457669307 | $1.7K | 96,730 | 0.2% |
| Tetraphase Pharmaceuticals I | COM | 88165N105 | $1.6K | 230,000 | 0.2% |
| Neuralstem IncPut | COM NEW | 64127R401 | $1.6K | 274,400 | 0.2% |
| Colony Northstar IncPut | CL A COM | 19625W104 | $1.6K | 111,000 | 0.2% |
| Invacare CorpPut | COM | 461203101 | $1.3K | 100,000 | 0.2% |
| Reynolds American Inc | COM | 761713106 | $1.2K | 17,675 | 0.1% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $1.0K | 17,600 | 0.1% |
| Inotek Pharmaceuticals CorpCall | COM | 45780V102 | $934 | 496,700 | 0.1% |
| Cara Therapeutics Inc(CARAEUR)Call | COM | 140755109 | $864 | 56,100 | 0.1% |
| Allied Wrld Assur COM Hldg A | SHS | H01531104 | $825 | 15,598 | 0.1% |
| Lipocine Inc NewCall | COM | 53630X104 | $776 | 192,600 | 0.1% |
| Lipocine Inc NewPut | COM | 53630X104 | $737 | 182,800 | 0.1% |
| Lipocine Inc New | COM | 53630X104 | $730 | 181,800 | 0.1% |