Q2 2017 Holdings
Filed 2017-08-14 | 338 holdings | $30.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $30 | 116,185 | 0.0% |
| Jensyn Acquisition Corp | *W EXP 03/07/202 | 47632B110 | $35 | 174,000 | 0.0% |
| Jensyn Acquisition Corp | RIGHT 99/99/9999 | 47632B128 | $42 | 174,000 | 0.0% |
| Saban Cap Acquisition Corp | *W EXP 09/21/202 | 78516C114 | $53 | 42,000 | 0.0% |
| Axar Acquisition Corp | *W EXP 12/31/202 | 05455L110 | $56 | 697,500 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $74 | 487,260 | 0.0% |
| M I Acquisitions Inc | *W EXP 99/99/999 | 55304A112 | $76 | 250,000 | 0.0% |
| Origo Acquisition Corp | RIGHT 09/12/2017 | G67789134 | $77 | 325,500 | 0.0% |
| Invesco Calif Value MUN Inc(VCV) | COM | 46132H106 | $148 | 11,734 | 0.0% |
| First Cmnty Finl Partners in | COM | 31985Q106 | $174 | 13,473 | 0.0% |
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $175 | 1,933,070 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $181 | 9,282,097 | 0.0% |
| Agrofresh Solutions | *W EXP 07/31/202 | 00856G117 | $186 | 200,528 | 0.0% |
| Alliance Calif MUN Income FD | COM | 018546101 | $191 | 13,965 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $195 | 487,260 | 0.0% |
| Kayne Anderson Acquisition | *W EXP 06/30/202 | 48661U110 | $195 | 250,000 | 0.0% |
| Quorum Health Corp | COM | 74909E106 | $198 | 47,681 | 0.0% |
| Gores Hldgs II Inc | *W EXP 03/06/202 | 382867117 | $199 | 133,333 | 0.0% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $206 | 64,745 | 0.0% |
| Global Partner Acquisition C | *W EXP 07/01/202 | 37954X113 | $214 | 1,068,000 | 0.0% |
| Gardner Denver Hldgs Inc(GDI1EUR) | COM | 36555P107 | $216 | 10,000 | 0.0% |
| Pacific SPL Acquisition Corp | RIGHT 03/15/2017 | G68588113 | $220 | 373,500 | 0.0% |
| Eldorado Resorts Inc(ERIEUR) | COM | 28470R102 | $221 | 11,064 | 0.0% |
| RMR Real Estate Income Fund | COM | 76970B101 | $227 | 10,378 | 0.0% |
| LSC Communications Inc | COM | 50218P107 | $233 | 10,871 | 0.0% |
| SPX Corp | COM | 784635104 | $240 | 9,552 | 0.0% |
| Forum Merger Corp | *W EXP 06/01/202 | 34985B111 | $255 | 750,000 | 0.0% |
| Aptevo Therapeutics Inc | COM | 03835L108 | $274 | 132,502 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $279 | $275,000 | 0.0% |
| Tecnoglass Inc(TGLS) | SHS | G87264100 | $282 | 30,211 | 0.0% |
| Donnelley Finl Solutions Inc(DFIN) | COM | 25787G100 | $292 | 12,726 | 0.0% |
| Shell Midstream Partners L P | UNIT LTD INT | 822634101 | $297 | 9,809 | 0.0% |
| Barnes & Noble ED Inc(BNEDUSD) | COM | 06777U101 | $297 | 27,916 | 0.0% |
| Herc Hldgs Inc(HRI) | COM | 42704L104 | $306 | 7,787 | 0.0% |
| Welbilt Inc | COM | 949090104 | $314 | 16,639 | 0.0% |
| Teekay LNG Partners L P(TK) | PRTNRSP UNITS | Y8564M105 | $315 | 20,519 | 0.0% |
| Cone Midstream Partners LP | COM UNIT REPST | 206812109 | $315 | 16,600 | 0.0% |
| Azul S A | SPONSR ADR PFD | 05501U106 | $316 | 15,000 | 0.0% |
| Antero Midstream GP LP | COM SHS REPSTG | 03675Y103 | $319 | 14,500 | 0.0% |
| Cboe Hldgs Inc(CBOE) | COM | 12503M108 | $326 | 3,568 | 0.0% |
| Modern Media Acquisition | *W EXP 05/17/202 | 60765P111 | $332 | 850,000 | 0.0% |
| Manitowoc Inc | COM | 563571108 | $336 | 55,865 | 0.0% |
| Hess Midstream Partners LP | UNIT LTD PR INT | 428104103 | $346 | 17,000 | 0.0% |
| M III Acquisition Corp | *W EXP 10/10/202 | 55378T112 | $364 | 808,712 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $366 | 66,942 | 0.0% |
| Unitedhealth Group Inc(UNH) | COM | 91324P102 | $379 | 2,042 | 0.0% |
| Landcadia Hldgs Inc | *W EXP 06/01/202 | 51476W115 | $380 | 500,000 | 0.0% |
| PJT Partners Inc(PJT) | COM CL A | 69343T107 | $383 | 9,524 | 0.0% |
| Phillips 66 Partners LP | COM UNIT REP INT | 718549207 | $417 | 8,445 | 0.0% |
| United Bankshares Inc West V(UBSI) | COM | 909907107 | $422 | 10,772 | 0.0% |